Liberal Concerns; Community Solutions

https://webcommchest.org/

Context: Individualism Drives Out Community

I believe that our society has adopted a radically individualist perspective without being aware that “it” has made these choices and transmitted its choices though our culture. Historically, conservatives have been the main promoters of the “community” complement to individualism, but I don’t see any possibility for our current conservative party to effectively fulfill this role in its populist, nationalist, xenophobic, capitalist, commercialist, elitist, authoritarian, transactional state. Liberals have not been exceptionally strong promoters of “community” or community organizations other than the central state historically, but I will argue that 6 core liberal objectives require strong communities and community organizations for success. I have broached this subject in 3 other recent articles.

(1) Abuse of Economic Power

Strong economic agents often have the ability to misuse their economic resources in all dimensions. They can shape political, governmental, judicial and administrative choices. They can use their power to obtain greater than market returns/rates from labor, suppliers, competitors, lenders, investors, partners, universities, not for profits, professional, managerial and executive staff, nations, non-governmental organizations, immigrants, children, minorities, women, disabled and other low power groups. Strong players can treat other agents purely as means and ignore their humanity. Strong players can shape products, product markets, delivery channels, advertising, marketing and communications to take advantage of human weaknesses in making economic decisions. Radical liberals argue that these abuses are inherent and extreme. Most liberals point to the evidence of historical abuses to support their concerns about concentrated power and advocate for controls, laws, checks and balances, counterweights, information, regulation, expectations, legal opportunities, etc.

Community plays a major role in politics through political parties, unions, community organizations, interest groups, industry associations, professional organizations, government employee organizations, journalist associations, media associations, universities, teachers’ organizations, PTO’s, legal associations, social services organizations, community foundations, churches, civic organizations, social organizations, veterans’ organizations, etc. Individuals who have experience as members, volunteers, funders, leaders and beneficiaries of organizations are likelier to participate in other organizations and believe that organizations make a difference in the political process at all levels.

Community organizations and select industries also play a crucial role in shaping the implicit political, economic, social and moral beliefs of our society. Capitalism, free markets, democracy, liberty, progress, America, opportunity, God, federalism, government, regulation, rule of law, entrepreneurship, free trade, unions, populism, presidential power; the list of concepts and their proper roles is long. Education, university education, churches and religion, mainstream media, other media, entertainment industry, arts, music, professions, industries, youth and college organizations, political communications, etc. The list of influencers is long. Groups, organizations and community matter.

Most importantly, community experience shapes our beliefs regarding the relationship between the individual and the community. We currently emphasize the economic, social, personal development and political rights of individuals. We de-emphasize the rights of communities and organizations and the responsibilities of individuals who “belong” to these organizations. We emphasize individual choice, tolerance, rights and “limited liability” commitments.

The modern right has embraced the “pure” capitalist system as the primary defender of all individual rights, liberties and freedoms. Natural “laissez faire”. Social Darwinism. Anti-communism. Anti-totalitarianism. Anti-government. Anti-regulation. Anti-centralization. Entrepreneurship. Road to Serfdom. Job creators. Greed is good. Wealth is good. Lives of the rich and famous. Horatio Alger. These stories, ideologies, politics, myths, principles, policies, science, and beliefs are centrally important to individuals adopting a view of the role, risks and control of economic power.

Liberals tend to point towards the universal, abstract dimension. The nation. Global humanity. The rational view points towards the highest level as the most effective way to outline or solve problems. The national community is suspect because of fascist risks. Perhaps a proper national community could be used to support liberal views. Lincoln, FDR and Kennedy embraced the nation. The global community may be useful for religious or abstract politics, but it is seen as highly important by only a very small slice of our citizens.

Communities of interest are more important. These organizations shape both political activity and the underlying views of the people.

(2) Abuse of Political or Cultural Power

“Liberals” have mostly discounted the risks of state power, even after the many examples of totalitarian atrocities on the left and right. Yet philosophically this concern was at the heart of “classical liberalism”, which created the relatively low power American national government (even on the second try). The power of the state, the military, the draft board, the DOJ, the FBI, the police, the courts, the national guard and the imperial president were major concerns for liberals in the 1960’s. The power of “the state” to monitor the activities of ordinary citizens was also an issue in the 1960’s and 1970’s as the actions of the CIA and Nixon’s government were revealed. In the second Trump administration many liberals are once again wisely worried about centralized political power.

The use of community organizations in politics is critical as noted above.

Liberals are generally much more concerned about the role that culture can play in indoctrinating individuals to support and comply with a single view of citizenship, politics, religion, culture, law and life. The 1950’s (!) and 1960’s cultural revolution or counterculture was largely about protecting the individual from the forces of conformity to the nation, big business, commercial society, small towns, and religion.

Following Rousseau, liberals believe that individuals have great potential for personal growth and creativity. This expression of individual potential holds a mystical, infinite, divine quality. Forces that constrain this journey should be opposed. Those who support the use of human possibilities must be supported.

I think this is a critical point to reconsider. Government, religion and cultural institutions do have the power to overreach in favor of the views of the powerful actors in society. They can support pure capitalism, nationalism, populism, elitism, religious conformity, commercialism, pragmatism, materialism, etc. They can also support the liberal world view: balance, true individual rights, justice, opportunity, equality, peace, diversity, global community, progress, improvement, human rights. Community, organizations and institutions are tools. They can be used by any political, moral, economic, pragmatic, interest or social group to advance their interests.

As noted in the prior section, organizations are essential to the political process. There is a risk that political and cultural organizations will align to support conservative political views, even the most extreme, fundamentalist, literalist, constraining, oppressive, unequal, static, wasteful, impersonal ones that liberals oppose.

Undermining the role of “community”, of local organizations, of communities of interest, does not help to oppose the ongoing march of conservatives towards a highly structured system that supports the rule by the successful over the rest. The existence of a wide variety of healthy organizations is essential to provide a counterbalance against a single worldview becoming dominant and oppressive.

Historically, philosophical conservatives were MOST concerned about society, the nation, God, tradition, community, family, race, history, avoiding disaster, etc. They wanted to preserve the positive aspects of the inherited society. The individualist, rationalist views of the “Enlightenment” were not embraced. … Until it became clear that the kings, church, nobility, and landed aristocracy were going to be replaced by the new elites of capitalism, trade, ownership, law, university, and denominations. Then, the conservatives “changed horses” to the new winners in modern society. The individualistic strain of economic life in capitalism became supreme. The true “community” dimension of religion, local community, guild, union, charity, service, parish, precinct, tradition, protection, festivals, saints, colleagues, heroes, handicrafts, debt forgiveness, tithes, noblesse oblige, leadership, extended family, common law, music, art, food, dress, language, etc. became much less important. Daniel Bell argued that the “cultural contradictions of capitalism” made it impossible for any society based on pure capitalism to survive or thrive.

https://www.goodreads.com/en/book/show/734077.The_Cultural_Contradictions_of_Capitalism

There is an inherent conflict between social and economic conservatism. The first elevates community. The second elevates the individual. Ronald Reagan was able to combine both strands into a single loosely defined worldview. He argued that traditional American social values are consistent with “free market” economics. Republicans through Trump have managed to maintain the same conglomeration of incompatible views.

Republicans have managed to win the political wars. Democrats have managed to win the culture wars. The Republican cultural counteroffensive is alive today. Anti-trans rights. Public choice education. Anti-mainstream media. Anti-elite. Anti-university. White nationalism. So-called Christian nationalism.

Cultural values are transmitted through communities, organizations, government, laws, businesses, work experience, political experience, family, friends, and colleagues. Democrats would be wise to invest resources in developing and communicating community supporting world views.

Liberals worry about the ability of conservatives to use “human nature” to manipulate citizens. Consider Jonathan Haidt’s moral foundations theory. Humans inherently respond to moral, political and religious calls based on loyalty, authority, purity, honor and ownership. Liberals highlight care, fairness, and equality and some degree of liberty and proportionality. They believe that Western civilization has moved beyond the other 5 values and that politicians who appeal to citizens on these dimensions are merely hucksters. They worry about the framing of issues, groupthink, victimhood, low education, low information, selfish citizens.

Liberals worry about a “least common denominator” world view, and its use by politicians. Fundamentalist, legalistic, fixed religion. Simple slogans. Survival. No change. Polarization. Unthinking either/or. Local/provincial. Commercial. Conventional. Bourgeoisie. Selfish. Self-interested. Unquestioning. Following. Cheering. Uncritical. Short-term. Blindly following “experts” or leaders. Blindly individualistic. Elevating history and personal experience. Family, clan and tribe. They believe that every individual is capable of personal growth and seeing a broader, more abstract perspective of life. Rousseau once again. Infinite possibilities for all. Individuals who do not pursue the great possibilities of life are seen as living a false consciousness. This is most explicit in Marxism and postmodernism but part of mainstream liberal thought.

Liberals tend to embrace the abstract, idealistic views of Plato, Descartes, Locke, Rousseau, Spinoza, Hegel, Marx and Kant. They believe that a single well-defined worldview must be right. They struggle with the messy applied views of Aristotle, Jesus, Hume and Dewey. Normal humans are nearly all on the applied, analog, pragmatic, complex, unfinished, uncertain end of the spectrum.

In all of these areas, culture is transmitted through community. A very small share of people study, or even sample philosophy, theology, sociology, economics or political science. Fewer yet study literature, history, art or the humanities.

“Cultural conservatives” have highlighted the importance of community organizations in transmitting culture. Now, they want to politicize previously neutral or secular institutions. Public schools, libraries, judges, FBI, DOJ, BMV, sheriffs, public health, emergency preparedness and response, private schools, election boards and officials. Moderates and liberals must evaluate and respond to these initiatives. How do we preserve important institutions as truly neutral? What political effort is needed for those that must be politicized?

Until Trump-times, liberals did not need to worry about the basic structure of the American government. The rule of law. Political norms. Objectivity. Facts. Logic. Conscience. Character. Historical traditions. Bipartisan American foreign policy. Voting rights. Civil rights. Freedom of the press. Freedom of religion. Checks and balances. Pride of the Senate. Independent judiciary. Protected federal workers. Nonpartisan military. Independent agencies like Federal Reserve Board. American commitment to allies. American commitment to treaties. In a flash, Trump has used the skepticism of Descartes, Hume, Nietzsche, the existentialists and postmodernists to propose a truly radical world of only “might makes right” without any constraints. Hegel to the infinite power. A portion of the electorate and one party and that party’s leadership and key supporters have embraced this worldview, perhaps without understanding everything that it implies.

We have important cultural beliefs to consider. Strong, dynamic, engaged, tense, battle tested, creative, robust, forward-thinking groups of citizens are needed to formulate alternative views and oppose these challenges to the progress of modernity, Western civilization and classical liberalism.

(3) A Broken Political System

Our government does not deliver its core services. Government is not efficient or effective compared with private sector firms and industries. Government fails to reflect the will of the people, even when it is strong and clear. The political system has been captured by politicians who have structured the rules to highlight politicians’ re-election and power. The political system has been captured by influential interest groups. Political competition is based on communications rather that content. The political system does not encourage or reward participation by the people. Political parties seek their own best interests rather than the nation’s best interests. The political system strongly favors the status quo. The political system strongly favors the interests of the powerful, wealthy and well organized versus the popular will. Strong forces are able to shape administrative implementation of laws.

Our two-party system is broken. Our media system is broken. Trust in the government at all levels and in all functions has been systematically undermined as a deliberate strategy by one political party.

Community institutions are required to overcome this situation. Political parties, interest groups, churches, community organizations, social welfare organizations, not for profits, professional organizations, industry organizations, states, counties, metro areas, global organizations, environmental organizations, patriotic organizations, veterans’ organizations, civil rights organizations, lifestyle organizations, local charities and United Ways, children’s organizations, youth organizations, fraternities, sororities, civic organizations …

Western civilization improved the opportunities and results for its citizens and the whole world from 1500 through 1914. The world wars, fascism, communism, totalitarianism and the great depression undermined public and intellectual confidence in “progress”. The post-WWII era recovered confidence in slow, sustained global progress based on the “western consensus” of mixed-market capitalism, democracy and international trade. The 9/11 terrorist attacks, the market failure based great recession, the rise of China’s state-oriented system, political polarization, mixed lessons from a global pandemic, rogue Russia, Iran and North Korea, global warming/climate change threats, and BREXIT withdrawal from the European dream have once again undermined our sense of progress. We face challenges, big challenges. Is our political system up to the challenge?

Historically, America has responded to global or conceptual challenges with revised political structures. We seem to be stuck in a trap. Only community organizations that aim to recover the principle of the government reflecting the general will of the people can lead the way. As Americans, we believe in manifest destiny and American exceptionalism. We can do whatever it takes to succeed. That is our history and our calling.

(4) Loss of Human Dignity

Our culture today focuses on personal growth, development, creativity and possibilities. Yet all individuals have an intense need to be validated for both their performance and their selves. Our society provides many ways to support the results of personal growth but only a few that embrace the individual directly.

A market economy requires us to fill the role of economic man as a specialized producer, employee, investor, property owner, trader and consumer. The economic value of the role is recognized. Only for those in the “creative class” is the individual even partially seen as a human being rather than merely “human capital”. Consistent compliance with the various economic roles is required, so they tend to “crowd out” other ways of thinking.

The market determines the “value” of all things in purely economic terms. The meritocracy funnels us into the highest “value added” activities which don’t often match our talents, personalities or interests. We set aside those other dimensions of ourselves. We start to view all choices as economic choices, pushing aside personal, social, political or spiritual factors.

We practice instrumental rationality in our decision making in business, science and law. We seek of optimize means for given ends. We balance costs and benefits, risks and rewards, short-term and long-term. This habitual way of thinking is reinforced through our “personal productivity” tools. We optimize our writing, data, reports, calendars, projects, processes, teams and schedules. We adopt this optimizing efficiency and effectiveness perspective. We become more like our computers and machines.

We face challenges of scale. Huge bureaucracies in business, government, and nonprofit organizations. They are large and process driven. Most have systematized, automated and optimized their “user interfaces” to the point where connecting with another human is nearly impossible. Some organizations do invest in making “self-service” easier, but the net effect is that we become “cogs in the machine” in order to transact our required daily activities. This is not new, but the pervasiveness, complexity and lack of options accumulates.

Organizations struggle to make individual choices with individual customers, employees, partners or suppliers. In general, a standard process is more effective, less risky and approved by the legal department. A decision-tree outlines all possibilities. Front-line employees, even highly paid professionals, are less empowered to make “business decisions” based upon all factors. This undercuts both the former decision makers and their partners.

Our meritocratic culture highlights the best, the winners, the exceptional, the superb, the most creative or unusual, the leaders, those who have overcome adversity. The focus is mainly on the end results of the few, rather than the common human experience of all. The demands of the meritocracy cause all human activities to be evaluated for resume and career building. No time for the person, the spirit, community, friends, art, health or fun.

We measure everything. What gets measured gets done. Helpful human measures are rare.

Our culture provides very weak philosophical answers. A secular age. Pure materialism. Skepticism, agnosticism, atheism. Pure subjectivism and radical tolerance. Utilitarian, calculating measures of pleasure and pain. Mainly scientific, instrumental, transactional psychologies. Anxiety revealing existentialism and postmodernism. Universities and public intellectuals that have undermined religion.

Our politics has devolved into simple red versus blue tribe allegiances, discouraging efforts at innovation, finding common ground, understanding, empathizing, communicating, or cooperating. Many feel their identities as men or women, whites or blacks, rich or poor as being imposed upon them rather than being chosen.

That’s pretty depressing. Fortunately, we humans are tough. We find some community and validation at home, school, work and other organizations. We use our tools. We squeeze in “real life”. We “check out” from the structures. Overall, we don’t get as much affirmation as we desire, especially in a word focused on personal growth.

There are solutions to address our situation. Legislation and social pressures for human, labor, consumer and patient rights. Traditional and experiential education on community, decision making, spirituality, consumer economics, personal finance, team building, leadership, multiple intelligences, talents, wisdom, creativity, goal setting, planning, leadership, boundaries. A more complex, structured, incentive slanted world requires individuals to understand their situation and what they can do to survive and thrive.

These are classic “liberal” priorities. Protected and well-educated individuals are best positioned to combat the intrusion of external forces that impinge on their humanity. Improved forms of community are needed to support a political party that is focused on the needs of all individuals. New forms of community education and experience are required for the “lifelong learning” needed to build so many competencies, frameworks, tools, insights and wisdom.

I believe that most demographic, class, philosophy and interest groups within the conservative tent have these same experiences with modern life. They hope for a return to an earlier age when the existing institutions were better prepared to help with this most important dimension of human life. I think most really understand that there is no “going back” to the 1950’s exactly as it was. We need to upgrade our institutions and communities to make life better. This is an area where creative bipartisan efforts can deliver great value.

(5) A Feeling of Weakened Security and Opportunity

The classical liberal emphasis on human rights, from the “bill of rights” through the recognition of minority rights in the last century is at risk. The “rule of law”, independent judiciary, political norms, civil service, career service, military, agencies, property and other structural components of our political system are at risk in a society that has lost the memory of the wars against fascism and communism. Modern “liberals” allowed “conservatives” to ensure that schools, civic clubs, youth organizations and editorialists would reinforce this critical component. Today, we need a “coalition of the willing” from both parties to protect these guardians of our security.

Post-Reagan America grudgingly accepts a government funded patchwork social safety net. Since 1981, the economy has become more dynamic, specialized, competitive and international. Employees have lost their informal “rights” to lifelong employment, fixed benefit pensions, stakeholder influence, seniority, respect for tribal knowledge, camaraderie, etc. Firms, factories, offices, roles and contracts “come and go”. Firms outsource, import and contract as required. Americans approved the “Reagan Revolution” two generations ago. The social safety net has not been adjusted to match the reality of employment insecurity today. Community organizations that once provided important parts of the “safety net” now play a much smaller part. All employees feel insecure. George W. Bush opened the door for both parties to embrace conservative means to liberal ends with the outline of “compassionate conservatism”. Liberals might find this compromise solution more effective than the current political stalemate that creates a widening gap between personal insecurity and social solutions.

Overall, our economy continues to provide opportunities for employment and ownership. Political parties argue about equal opportunity for different groups, changes in opportunities and the right degree of opportunities.

Our culture offers mixed messages about opportunity. We highlight those who succeed from all backgrounds. We celebrate innovation, creativity, output and entrepreneurship. We support change management as a required part of a dynamic economy. We celebrate American exceptionalism and the growth of opportunity, liberty, and prosperity. We tell our children that they can become anything that they want to be. We have been a confident society.

The politics of equal opportunity has highlighted the real challenges for those who possess less economic, family, neighborhood, education, language, confidence, communications or cultural assets in a competitive world. Slower economic growth for the bottom and middle thirds of the economy for 50 years has dented confidence. Polarized politics makes the economy and other national contexts more negative when the other party is in power. The replacement of a religious culture with a secular culture makes the economy the dominant or only factor in assessing the future. There is a “victimhood” strand within our culture that disconnects many fellow citizens when they experience difficult times. Our media driven world highlights the negative, simple and exceptional stories, overshadowing the long-term progress that continues to be made in most areas of life. The post-1960’s, Vietnam, Watergate mind is ironic and skeptical. We find it difficult to “believe” in progress, institutions or trust. The increased scale of society leads some individuals to doubt that they have any agency whatsoever. Some individuals find cultural, political and business support for “diversity” a threat to their personal opportunities.

Liberal leaders enjoy taking the critic’s role. In this case, we need to define, promote, communicate, implement and sustain a renewed confidence in our society, politics, economy and personal lives. Liberals need to be advocates and promoters. The message has to be based on reality and believable. We have strengths in our society and can develop new ones. This core socialization function is naturally provided through universities, opinion leaders, media, schools, civic organizations, churches, youth organizations, neighborhoods and local governments.

(6) Destroying the Great Vampire Squid of Unbridled Capitalism

The power and influence of a truly “laissez faire” capitalist system is the root cause of the 5 liberal issues above. (1) Unconstrained economic agents use and abuse their power. Competitive markets are strong forces. Large firms are stronger, smarter, more creative and enduring. (2) The individualist, commercial “free enterprise” system inherently undermines “community” as a force to conserve culture. (3) Economic interests tend to capture the political system and eventually undermine its basic operations. (4) The mature technological economic system undermines our humanity. (5) The fully empowered economic system threatens human rights, security and opportunity.

The root cause of these problems is that a pure market system, unconstrained by law, politics, regulators, religion, culture, history, options, unions, cooperatives grows too strong. There is no limit to corporate size and rewards but the incentives for growth remain. There is no limit to market share without anti-trust laws and enforcement. There are no limits to opportunities from political capture without spending and lobbying regulations. There are no limits to judicial and election manipulation. There are no limits to supplier, labor and customer squeezes. There are no feedback mechanisms to constrain the beast once it has overcome political and cultural/social limits.

There are even more negative consequences that we see today.

The economic system becomes so dominant that it simply excludes all competitors. We see a “race to the bottom” of countries, states and municipalities lining up to incentivize powerful firms to do business by cutting taxes and regulations, reducing labor and environmental burdens and offering subsidies. Employees lose union rights and then even basic employee rights as they become reclassified as contractors. Firms squeeze suppliers down to marginal cost pricing. They collect fees for the “right” to do business with them.

The large scale integrated economic system becomes so dominant that alternatives are eliminated. Everyone must use the banking system. Small scale firms must use the main economic system for supplies, services, logistics, and distribution. Only a small number of suppliers remain for each product or service. Individuals find it difficult to disconnect from the grid.

The system also comes to dominate the culture philosophically. Individualism and commercialism undermine institutions and community. Instrumental, scientific, objective cost-benefit reasoning comes to dominate thinking and become the default way of seeing the world. Utilitarianism, libertarianism, materialism, pragmatism, existentialism and atheism become attractive philosophies. Philosophical conservativism is replaced by winning.

The threat of losing in a meritocratic system with weak safety nets and the need for public affirmation of winners leads to lives devoted to economic success and the exclusion of all else.

Extreme views like “social Darwinism” return. Greed is good. A “winners are good, losers are bad and deserve to lose” view becomes socially acceptable. “Every man for himself” is considered wisdom. All relations become transactional. The pursuit of self-interest is honored. “The end justifies the means” is accepted as valid in all spheres of life. The “great man” theory of history and leadership is adopted. All relations are considered win/lose, even when win/win options are obvious. “Might makes right” is seen as self-evident in all arenas.

In 1992 Francis Fukuyama confidently proclaimed the “end of history” and the permanent victory of Western capitalism and democracy. In the last 30 years Western capitalism has continued to grow, manage technical revolutions and dominate the global economy while other nations have also grown significantly, driving the greatest reduction of poverty in human history. We have not seen the “end of history”. The powerful economic system systematically undermines those who confront it and usually wins. The results for society are mixed, unacceptable and unstable.

https://en.wikipedia.org/wiki/The_End_of_History_and_the_Last_Man

I don’t believe that the powerful interests of unchecked capitalism can be overcome by political tactics or specific reforms alone. I think that they can only be offset when a majority of Americans understand, in some fashion, the threat which this radical ideology and extreme, revolutionary political force poses to our nation and society. It requires a credible political alternative. It requires a groundswell of support for rule by the people interpreted as a solid majority of 60%. It requires idealistic liberals to embrace this centrist bias for the good of society.

We live in the greatest economic society in history. We have the ability to grow, trade, solve global problems and provide greater economic opportunities for all and a more effective safety net without reducing the incentives that drive the economic machine.

To reach these goals, we need to gain broad consensus on the need for balance in our politics. We have 6 political camps in the US: far left, center-left, center, center-right, far right and undecided. We can turn this into dozens by looking at economic, cultural, military, international and philosophical dimensions. We’re not going to get 60% to the left or to the right in the US, even by its relatively conservative political standards compared with other developed countries. We are stuck with each other. We are blessed to live in the first country that embraced the “classical liberal” political system with its “checks and balances” approach. This is an inherently cautious, socially and economically conservative system, but it allows for change when it must occur.

We are at one of those times in history. We must find another “New Deal” that preserves the economic goose that lays the golden eggs, while taming the goose so that she does not become the golden goddess. To do this, we need leadership. We need conversations and interaction. We need trust. We need “liberals” to embrace community and culture as important and valid shapers of public opinion. We need to agree on a revised political system. We need to support community institutions that shape, reinforce and reward cultural beliefs. Laws and education are not enough. Real people learn by experience, examples, stories, friends, neighbors and community leaders who they trust. There is no great leader, communications, tagline, brand, flag, music, framing, research, program or legal shortcut.

Summary

I think that radical individualism is the curse of our time. “A pox on both your houses”. Liberals have over promoted social individualism while conservatives have over promoted economic individualism. Unbridled capitalism is the root cause of many of our society’s challenges. I encourage liberals to overcome their historical suspicion of “community” as merely an agent of the Church, priests, kings, lords, landlords, capitalists and merchants. The “classic liberal” political model only supports a “thin” set of moral values promoting the state, separation of church and state and tolerance. That is not enough to offset the power of wealth in the modern capitalist economic system. The financial stakes are much too high in a $27 Trillion economy with 20 million millionaires. Large financial interests will always win and expand to infinity … unless we have some kind of broader agreed upon framework. I believe we can embrace such a framework only if we leverage communities to send, consider and support such a message.

Historically, liberals have welcomed change, considered new ideas, experimented, innovated, broken idols, destroyed sacred cows, valued reason and confidently believed in a better future. Finding a way to make “community” a central part of our politics, economics and society is a new opportunity to apply those values.

The New American Right, Daniel Bell, 1955

Daniel Bell was a sociologist and public intellectual throughout the post WW II era. His views on the emergence of the “Radical Right” as exemplified by Joseph McCarthy’s unexpected influence and impact are worth quoting extensively. Their pointed relevance to recent history is apparent. The quotes are from chapter 6 of “The End of Ideology”, 1960 which republished the first chapter of the earlier book.

https://en.wikipedia.org/wiki/Daniel_Bell

America in mid-century is in many respects a turbulent country. Oddly enough, it is a turbulence born, not of depression, but of prosperity. … brings in its wake new anxieties, new strains, new urgencies.

One important reason is the restraining role of the electoral system. These factors of rigid electoral structure have set definite limits on the role of protest movements, left and right, in American life. [until the Tea Party]

The “common man” is the source of ultimate appeal if not authority. Harrison won [in 1840], and the lesson was clear. Politics as a skill in manipulating the masses became the established feature of political life. The upper classes withdrew from direct participation in politics. The lawyer, the journalist, the drifter, finding politics an open ladder for advancement, came bounding up from the lower middle classes.

But while sectional politics has somewhat diminished, class politics has not taken its place. Instead, there has been the spectacular rise of pressure groups and lobbies. The multiplication of interests and the fractioning of groups … make it difficult to locate the sources of political power in the United States. … Does not mean, however, that all interests have equal power. This is a business society.

These lines of thought do not help us … to explain the emergence of the new American right wing, the group that S. M. Lipset has dubbed the “radical right” — radical because it opposes traditional conservatism, with its respect for individual rights, and because it sought to impose new patterns in American life. All this is dramatized by the issue of McCarthy and the communists. … It is difficult to explain the unchallenged position so long held by Senator McCarthy. It still fails to take into account the extensive damage to the democratic fabric that McCarthy and others were able to cause. … Reckless methods disproportionate to the problem. … compulsive Americanism … loyalty oaths … wild headlines … the suspicion and miasma of fear that played so large a role in American politics.

Calling him a demagogue explains little. McCarthy’s targets were intellectuals, especially Harvard men, Anglophiles, internationalists, the Army. Important clues to the right-wing support … a strange melange … soured patricians … whose emotional stake lay in a vanishing image of a muscular America defying a decadent Europe … the “new rich” — the automobile dealers, real estate manipulators, oil wildcatters — who needed the psychological assurance that they … had earned their own wealth, rather than (as in fact) through government aid, and who feared that “taxes” would rob them of that wealth … the rising middle class strata of various ethnic groups.

The central idea of the status politics conception is that groups that are advancing in wealth and social position are often as anxious and politically feverish as groups that have become declasse. … Seek more violently than ever to impose on all groups the older values of a society which they once represented. This rise takes place in periods of prosperity. These political forces, by their very nature, are unstable.

There are several consequences to the changed political temper in American life, most notably the introduction on a large scale of “moral issues” into political debate. By and large, this is new. Throughout their history, Americans have had an extraordinary talent for compromise in politics and extremism in morality. In matters of manners, morals and conduct – particularly in the small towns – there has been a ferocity of blue-nose attitudes unmatched by other countries. The sources of the moralism are varied. There has been a middle class culture. Moral indignation … characteristic of religions that have abandoned otherworldly preoccupations and concentrate on thisworldly concerns. Piety gives way to moralism.

This moralism, itself not unique to America, is linked to an evangelicalism that is unique. … the peculiar evangelicalism of Methodism and Baptism, with its high emotionalism, its fervor, enthusiasm, and excitement, its revivalism, its excesses of sinning and high-voltage confessing, has played a much more important role. The revivalist spirit was egalitarian and anti-intellectual. The evangelical churches wanted to “improve” man, whereas the liberals wanted to reform institutions. This moralism … would be imposed with vehemence in areas of culture and conduct – in the censorship of books, attacks on “immoral art”, etc., and in the realm of private habits; yet it was rarely heard regarding the depredations of business or the corruption of politics.

The moralizing temper had another consequence: the reinforcement of the “populist” character of American society. While in American culture the small town has been “defeated”, in American politics it has still held sway. So long as world experiences could be assimilated into the perceptions of the small town … the dichotomy of politics and moralism could prevail. But with the growth of international ideologies, the breakdown of market mechanisms, the bewildering complexities of economic decisions … the anxieties of decision-making became overwhelming.

Americans, in their extraordinary optimism, find it hard to stand defeat. The cry of betrayal and charge of conspiracy is an old one in American politics. These men were “terrible simplifiers”. All politics was a conspiracy, and at the center of the web were the “international bankers” and “the money changers”.

An unsettled society is always an anxious one and nowhere has this been truer than in the United States. In an egalitarian society, where status is not fixed … the acquisition of status becomes all important, and the threats to one’ status anxiety provoking. The socio-psychological attitude that [Gunnar] Myrdal discerned in the South has been equally characteristic of the immigrant pattern in American life. As each successive wave of people came over, they grouped together and viewed the next wave with hostility and fear. In the 1890’s …there was an effort to create a ‘high society’ with its own protocol and conventions.

But the fact that the arena of politics [1950’s] was now foreign policy allowed the moralistic strains to come to the fore. While domestic issues have been argued in hard-headed, practical terms … foreign policy has always been phrased in moralistic terms.

Political debate, therefore, moves from specific clashes of interest, in which issues can be identified and possibly compromised, to ideologically tinged conflicts which polarize the various groups and divide society. The tendency to convert concrete issues into ideological problems, to invest them with emotional color and high emotional charge, is to invite conflicts which can only damage a society. It has been one of the glories of the United States that politics has been a pragmatic give-and-take rather than a series of wars-to-the-death.

Democratic politics means bargaining between legitimate groups and the search for consensus. This is so because the historic contribution of liberalism was to separate law from morality.

1955 Recap

American politics between 1870 and 1950 mostly focused on classic economic interests and ideologies. Mainly conservative dominance in the 19th century, interrupted by some “progressive” reforms at the turn of the century, a return to business rule and then two decades of FDR’s “New Deal”. Americans embraced democracy and modestly regulated capitalism, rejecting socialism/communism and totalitarianism/fascism. Bell argued in the 1950’s that we had reach the “end of ideology”, much like Fukuyama argued we had reached “the end of history” 40 years later. The Soviet communist option had been discredited in many ways. Politics and intellectuals would adapt to find new dimensions of differences. The “radical right” was one option that Bell described as new, different than the core conservative politics of the last 75 years but clearly leveraging existing factors in American politics.

Today

Bell’s key insight as a sociologist is that groups of people have social, political and economic interests and pursue them. Marx’s simplistic economic determinism had proven to be unfounded, and his solutions had been disasters. Yet … individuals and groups of individuals are often driven by “status” first, not power or wealth. He highlighted the role of groups with new, unstable, threatened or declining status as very important.

The international economic competition revolution of the 1970’s and the “greed is good” cultural revolution of the 1980’s reflect the transformation of America into a meritocracy. Firms and organizations felt great pressure to perform so they did a much better job of defining needs, recruiting, socializing, retaining and compensating those who add the most value. They also gave up on their paternalistic roles and embraced the need to make economically rational decisions even when they conflicted with other factors and stakeholders. These changes obviously effected blue collar workers, but they also challenged supervisors, professionals, managers and executives. Job security and status security were shredded.

We now have a much, much more anxious society. This is obvious in rural America, the rust belt, and “fly over” country. But it is nearly as important on the coasts, in the growing Sunbelt cities and in the suburbs. The relative winners are preserving their gains. The modest middle-class winners are very insecure. The bottom one-third have largely lost hope, are angry and easily prodded to take a “victim” perspective.

Bell says that unstable groups can be manipulated by politicians. He describes the playbook. Populism, emotions, morality, religion, polarization, targets, anti-elites, anti-intellectuals. He notes that these factors apply to individuals at all economic levels of society. Individuals want to have a solid social status so that they can enjoy their wealth, power and lives. Trump’s offer to “make America great again” is a promise to provide this security against the various threats. Bell doesn’t think this approach is effective in the long run because mere promises will not deliver the promised results.

Big Picture Thoughts

Individuals require an ideology or a religious belief in order to be relatively secure within a true meritocracy. A revival of mainstream religious belief and participation is overdue in America. A purely secular worldview that provided security from pursuing one’s talents and rejecting economic and status goals might help some individuals.

The Trump coalition of bottom two-thirds social concerns with top 5% economic concerns is unstable in the long-run. “We won’t get fooled again”. “Meet the new boss, same as the old boss”. There are inherent, deep divisions between these two groups. The top 5% can thrive in a world with very limited public services, the bottom two-thirds cannot. The top 5% cannot allow the extreme Trump policies which threaten their wealth and status (anti-trade, lost allies, anti-universities, anti-media, irrational immigration policies, deficit spending/inflation, huge industrial policy investments, imperial president, undermined rule of law). They support human rights, globalism, DEI, minority interests, global health, global environment, global finance. Trump has managed to combine judge appointments, deregulation and tax cuts to maintain his minority coalition. It is only the weakness and strategic incoherence of the Democratic Party’s policies that has allowed this to succeed.

America has continued to grow wealthier. Its economy continues to be the envy of the world. The pie may be large enough to promise the 5% that they can keep their share while also promising the bottom two-thirds that we can run a society with a true safety net and some sharing of incremental income and wealth.

Americans may be ready to “take back” their government. Require civility. Prioritize real issues. Neutralize election policies. Set minimum character standards. Reward compromise and results. Require real majorities

Not Your Father’s Oldsmobile: Trump

1981 Oldsmobile 98. The “Main Street” Republican party of 1981. Practical, shiny, powerful, white walls, chrome trim, leather interior, accessible, landau roof, 4 doors, large, American, fender skirts, superior, a known and consistent item.

The 2024 Trump organization has few remaining connections to the 1981 Reagan Republican Party, or that of Eisenhower in the 50’s, Nixon in the 70’s or the Bushes in the 90’s or 00’s. Let’s highlight some of the big differences.

  1. Fiscal conservatism. Balanced budget. No debt. Trump used debt throughout his career, ran record deficits during his presidency and is now trying to eliminate the debt ceiling.
  2. World-class agriculture exports. Trump accepts that US agriculture might take some hits from his “trade wars” approach. He uses various subsidies to partially offset the damages.
  3. Industrial policy. Trump has an activist approach, promoting individual industries and firms that support him and penalizing those who oppose him. Republicans have historically concluded that the market alone is best positioned to invest for growth and the national government role should be minimal, preserving the institutional context.
  4. Competition policy. The Republican party has supported a “hands off” approach. Trump prefers to intervene in the media, high technology, electronics, manufacturing, energy and banking industries. Manufacturing and extractive energy are preferred industries!
  5. Rule of law. Republican investors and owners have relied upon a stable legal environment. Trump asserts that all laws and regulations are subject to his review and interpretation.
  6. Imperial presidency. Republicans pushed to restrain presidential power during decades of liberal activism. Trump has permanently expanded the “rights” and powers of the presidency. Hayek’s “Road to Serfdom” was an early warning.
  7. Fair play. Republicans traditionally sought to build citizen support for core institutions. Trump undermines the FBI, DOJ and IRS.
  8. Free trade. Republicans supported free trade for 70 years as a way to benefit American multinational corporations and citizens. Trump takes a 1920 mercantilist approach to trade, believing that individual country trade deficits are harmful to the US. He believes that the “wins” from individual negotiations are greater than the net benefits of a free trade system for America’s strong world leading economy.
  9. Military strength. Republicans have typically been hawks. Trump views defense spending as an optional investment which should be minimized as possible. He believes that a “strong enough” military and economy, combined with strong deal making and threats is “strong enough”.
  10. Limit military strength. Republicans supported the WWII agreements that limited the military strength of Germany and Japan. Trump sees no reason to limit their military strength.
  11. Alliances. Republicans have supported American alliances with Europe, Japan and other supporters of the “American Way”. Trump views these alliances as “welfare” for other countries. The U.S. is providing military, economic and institutional support without extracting tributes from the allies.
  12. NATO. Republicans have always supported this counterweight to threats from Russia. Trump sees Russia as a “reasonable” adversary which is not interested in threatening the US. Europe should protect itself from Russia.
  13. Global international order. Republicans have generally supported the various global organizations supporting the Western-defined economic and political systems following WWII. UN, associated organizations, WTO, IMF, World Bank. Trump views these organizations as an extra investment for the US and a threat to US interests. He prefers one-to-one negotiations rather than this universal approach to defining and enforcing US interests.
  14. Institutions. Republicans have supported the main US institutions which have supported the American way. Trump questions all government departments, public education, universities, the mainstream media, journalists, and Hollywood.
  15. Science. Republicans have historically supported American science and scientists, based on military, social and economic results. They have believed in professionals and objective reality. Trump believes that many scientific views are really political views, subject to political control. The contrast in medicine/public health is greatest.
  16. Conservative philosophy. Starting with William F. Buckley, conservatives developed a consistent “conservative” world view that linked together social, political, military and economic dimensions. Trump has no conservative philosophy. He is purely transactional.
  17. National Leaders. The Republican Party was based in the Northeast and Midwest. It dominated the country from 1860-1930 and again in the 1950-80’s. Traditional large metro areas provided intellectual and political leaders. Trump has abandoned the east and west coasts.
  18. Conventional. Republicans embraced the preservation of history and convention. Trump is a revolutionary, seeking to overturn the “modern” FDR, LBJ “new deal” consensus on economic, social and political issues that he opposes. Judicial overturn of abortion rulings is “exhibit one”.
  19. States rights. Republicans have supported “states’ rights” to preserve conservative social positions. Trump seeks to enforce national decisions.
  20. Separation of Church and State. Republicans quietly accepted the need to preserve religious rights and allow the state to be “neutral”. Trump and religious conservatives question this solution. They worry that secular interests are indoctrinating students.
  21. Anti-communist, anti-fascist, anti-totalitarian. Republicans generally embraced the “American Way” and opposed alternate views. Trump is purely transactional.
  22. Western culture. Republicans believed that the post-war consensus of democracy, human rights, mixed market capitalism and international order was effective and right. Trump does not believe that the US should promote its ideals. All international relations are purely transactional.
  23. Fixed monetary policy. Republicans have pushed for a “rules based” monetary policy to limit the risks of an “active” monetary policy. Trump wants to control the Federal Reserve Board to promote low interest rates.
  24. Character. Republicans have highlighted “character” as an essential trait of any national leader. Trump dismisses “character” as irrelevant.
  25. Russia. Republicans fought the cold war against Russia. Trump sees Russia and Putin as just another global competitor, no better or worse than many others.
  26. Special relations. Republicans have supported historical US relations and agreements. Trumps sees everyone as transactional. NATO, Japan, Korea, Australia, Canada, Mexico, UK, France, Germany.

Summary

Republicans, like all political parties, have shuffled their coalition partners through time. The Reagan coalition was not the Eisenhower coalition, but the differences were minor. The Bushes generally embraced the broad “conservative” Reagan tent. Trump is clearly not a “philosophical” conservative. He is not trying to conserve a culture and its main institutions. He believes in a radical individualism closer to libertarianism and realpolitik. The world is dangerous. It is only win/lose. Only great deal makers can deliver results. The whole is the sum of the parts. “Trial and error” is an essential approach. There are very clear differences between the historical Republican Party and Trump’s views. I think they will become more apparent as Trump tries to implement his views.

Trump’s Tiny Tent: Foreign Policy

https://www.washingtonpost.com/news/powerpost/wp/2017/03/06/here-are-the-photos-that-show-obamas-inauguration-crowd-was-bigger-than-trumps/

Trump’s 2017 inauguration crowd was only one-third the size of Obama’s in 2009. I was there in 2009. The wind chill was around 10 degrees. Trump’s REAL and deep foreign policy support among Republicans is similarly quite small.

(1) Fiscal Conservatives, Balanced Budget Republicans

Trade wars, attacking allies and driving an active industrial policy all undermine the US economy, resulting in lower GDP, lower tax revenues, higher spending, a greater budget deficit and higher inflation. Fiscal conservativism was recently the hallmark of the Republican party. It helped to unify the various flavors of conservatism. Everyone could agree on a balanced budget amendment, no trade-offs of higher taxes for increased spending, and threatening a government shutdown and possible debt default in order to force congress and the president to address the budget deficit and the growing federal debt. The real situation is worse today, with larger debt as a share of GDP, a forecast increase and a large annual budget deficit during a time of 4% unemployment. Trump’s headline foreign policies threaten the economy. Despite the Federal Reserve Bank’s reduction to the benchmark federal funds rate, long-term interest rates have drifted upwards. Will a Paul Ryan re-emerge?

(2) Corporate America

US based multinational corporations have thrived in the 75-year post-war era. They benefit greatly from the opportunities that free trade provides. Tariffs, trade wars, restrictions, industrial policy and presidential interference all reduce profits and increase risks. Trump may reduce corporate taxes and regulations, but international tariffs and regulations will hurt corporate bottom lines. The net benefits may quiet some corporate leaders. Others will incur greater harm and work to protect their interests.

(3) Agriculture/Rural America

American agriculture is a world class exporter. It thrives under consistent patterns of free trade. Trade retaliation is a big threat to agricultural revenues, profits and land values. Production agriculture is just 1% of US GDP, but it exceeds 5% of GDP in 1,130 American counties, averaging 14.11% of the value of production in this one-third of America geographically. In the other two-thirds of the country, agriculture accounts for just 0.36% of GDP, so it’s politically irrelevant. American agriculture has always been disproportionately effective in politics. Trade wars may soon have one-third of American counties up in arms.

(4) Philosophical Conservatives

Proven cultural and institutional frameworks are best. If it ain’t broke, don’t fix it. Support countries with similar cultural institutions and values. Protect the interests of the wealthy and powerful against the claims of the fringe interests. Isolationism, protectionism, and “do it yourself” foreign policy are unproven and risky strategies. The philosophical conservatives enjoyed a nice run from William Buckley’s 1950’s through the rise of the “tea party” in response to the Great Recession. They were amongst the first and strongest opponents of Trump’s views and have led the “never Trump” movement. They were never a large share of the party, but they provided a mental framework that allowed the components to work together and the conservative think tanks and media to earn a degree of respectability in the court of intellectual public opinion. Trump’s character challenges and blatant transactionalism and individualism cannot be reconciled with their views.

(5) Wall Street/Banking

America dominates international finance and banking. Raising capital, making markets, advising firms, and making risky investments. The global financial system works for Wall Street. Rapid and unpredictable changes to the “rules of the game” increases risk levels and makes global investments harder to plan, finance and execute.

(6) Hawks/Neoconservatives

Might makes right. Don’t fall for ideals. This group agrees with Trump on basic principles but can’t understand why anyone would undermine the highly valuable postwar alliances that the US has developed with NATO and individual countries because “they don’t pay enough” or “they win too much in trade”.

(7) Economic Free Marketers

True believers in capitalism and free markets see it as the best way to create and preserve value with the added side bonus of protecting individual liberty. Tariffs and active industrial policy are the traps that idealistic Democrats fall into. Republicans know that only the market, in the end, will deliver prosperity and liberty. Trump’s preference for a very active foreign economic policy and a relatively active and intrusive domestic economic policy does not match this group. They can embrace his general low tax, low regulation, only results matter views.

(8) Libertarians

Same as above on economic policy issues. There is a huge risk of the empowered centralized state, stripped of checks and balances, turning around and threatening individual liberties. A centralized totalitarian or fascist state is a huge threat that must be avoided at all costs. Trump has a libertarian streak, but he does not embrace libertarian principles.

(9) Main Street Republicans/Professional Class

This group wants to ensure that the hard-working professionals, managers and small business owners that add value for Americans overall continue to receive their fair share of the rewards. Trump’s “activist” foreign policy puts these rewards at risk. Firms and investors, large and small, will win or lose based upon imposed tariffs, regulations and industrial policies. The economic churn will be much faster, greater and random. A significant number of previously secure upper middle-class professionals will incur significant losses in a much more dynamic Schumpeterian age of creative destruction. The general demonizing of the elites, bureaucrats, experts, intellectuals, scientists, universities, teachers, media, economists, military leaders, pundits, market researchers, pollsters, high-tech leaders, foreign policy community, NGO’s, public health, etc. is a big negative for this group which naturally found a home in the Republican party in the post-war era. Trump’s belief in the “great man” theory of history is at odds with the mildly progressive culture of suburban, upper middle-class America.

(10) American Patriots/Neoconservatives

The US fought the “cold war” against communism for 50 years. Trump thinks that Putin is just another global competitor. Trump’s claim that “Putin’s actions are no better or worse than America’s historically” sounds like something Bernie Sanders might claim! He’s not worried about the communist views of China, North Korea or Vietnam. He’s ready to negotiate. He opposes the “communist” dictators in Cuba and Venezuela. There is no defense of the American values of democracy, equality, free markets or human rights in Trump’s approach. It’s simply America versus all other nations. Tactically and politically, Trump has repositioned China as the new great enemy. Historically, Americans fought the world wars, and the cold war based on the principles of democracy, liberty, freedom, individual values, capitalism and human rights. Trump wants to disengage from Europe and the Middle East while increasing assets to address China, just like Obama. Some patriots just need an enemy, others want to defend principles.

(11) Social/Cultural/Values/Religious Conservatives

Many cultural conservatives have deep, fundamentalist religious beliefs. Their views are “right” and other views are “wrong”. Trump’s foreign policy is purely transactional. It doesn’t assert that the western or Christian world view is better, preferred or right. He’s not following Bush, Jr. to provide the world with the benefits of American political, economic and cultural systems. He just says that the American people, perhaps with their Christian/western opinions, are worth defending aggressively. It defends some dictators in Russia, Turkey and Hungary who do not share historical American values. Trump’s overall pragmatic, transactional, economics first views don’t square well with cultural conservatives who place moral and religious values first. Trump is delivering a set of Supreme Court and federal justices willing to overturn activist liberal judge rulings and to support legislation passed by culturally conservative states and the US Congress. He’s willing to poke at other cultures, races and nationalities as being “others”, not as good as the true Americans. Younger evangelicals seem less willing than their parents, who have been fighting the “culture wars” for 50 years, to embrace Trump at a transactional level and give up their ideals. Trump’s anti-immigrant posture, protecting America from the threat of the “others” does resonate with some cultural conservatives. Net, net, Trump is not losing support from this group due to his international policies.

(12) Victims of Economic and Social Change

This group clearly supports Trump’s populist diagnosis and prescriptions. The loss/decline of American industry was due to international traitors and coconspirators who undercut the owners and workers. It was all avoidable. Economic, banking, university, media and political elites conspired to undermine the domestic virtuous workers and owners in order to benefit “others”: other countries, religions, races, cultures, classes and interests. The story is just like Hitler’s description of the Weimar Republic leaders. The country was sabotaged by traitors. This is a very powerful story. Many Americans today buy this story. For how long?

Summary

Politics is all about telling a story and managing coalitions. Ronald Reagan told a very attractive story that wove together the various strands of conservatism into a coherent narrative. This story reframed American politics. Presidents Clinton and Obama confirmed the core conservative story, just like Eisenhower and Nixon confirmed the core New Deal story earlier. Newt Gingrich triggered both parties to adopt a polarized world view.

Trump leveraged this situation to attract economically and culturally disadvantaged individuals to embrace a greatly reformulated conservative, Republican, red, populist world view. Trump’s international relations policies don’t really fit well with the historical views of the Republican party. It remains to be seen if these mental conflicts will undermine his political support as he is able to implement them and deliver results. He is “riding on the coat tails” of broad popular support for “conservative” solutions to our many challenges.

International affairs have been secondary priorities for the last 50 years. They were top priority in the quarter century after WWII. Trump’s emphasis may make them top priority once again!

Trump’s International Policy

Why It Matters

The world faces five issues that require global solutions.

  1. Risk of global war, including nuclear war
  2. Risk of a pandemic that kills billions of people
  3. Risk of global warming accelerating out of control
  4. Risk of China and the US unintentionally destabilizing all global systems
  5. Risk of the international economic order breaking down, impoverishing billions

The world has found a variety forums, agreements, institutions, relationships, indirect promises, incentives and threats that have “managed” such risks for 80 years. Unilateral bargaining has not been the best solution.

Some Trump Approaches to Consider

  1. International relations, economics, military and migration are very important and should be treated as top priority by the USA.
  2. The US has a variety of power bases that could be more actively used. Military power, nuclear power, dollar as the reserve currency, tariffs and trade restrictions, soft cultural powers, SWIFT currency system, immigration laws and enforcement, educational systems, regulation of major global corporations, treaties, global military bases, market size to allow protectionist policies/threats, leading universities, intellectual property, strategic asset reserves, technology leadership, flexible/dynamic economy, small expected role for government, low tax rates, trusted economic institutions, support for the rule of law, independent and effective central bank, extended track record of innovation and economic growth, younger population, global economic and cultural connections, multi-cultural, multi-racial, multi-religious society. Trump emphasizes some advantages more than others, but the basic point that the US has the resources to pursue a more “active” set of foreign policies and negotiations is clear and worthy of consideration.
  3. Pragmatic, transactional, realpolitik approaches should be balanced against idealistic, principled approaches. Win/lose and win/win frameworks should both always be considered and re-assessed based on the current situation in each area of application.
  4. Making automatic value judgements about dictators, authoritarians, fascists, socialists, cultures, races, religions, human rights, capitalism, free trade, globalism, isolationists, and globalists is not the best approach. Countries and leaders resent this presumptuous approach. They oppose the inevitable shortcomings, inconsistencies and self-dealing of the winning post-war coalition. East vs. West. North vs. South. Emerging markets. BRICS. Everyone thinks that they are “right”. Relating at a neutral level has many advantages.
  5. Some situations can be addressed on a purely transactional level without making them more complicated by considering all of the potential issues between the parties.
  6. The US has leverage in specific one-on-one situations where it holds the overall advantage or a single trump card.
  7. Other countries have internal political situations which can be exploited.
  8. Single country deals are easier to reach than regional or global deals.
  9. The views of America’s foreign policy elites, including the military, are relatively similar. They and we could benefit by considering alternative approaches in many situations.
  10. Some degree of inconsistency, deception, changes, flexibility, bluffing, fakes, misdirection, multiple paths, opportunism, threats, espionage, bribes, breaking the rules, etc. are valid components of making and breaking deals.
  11. Less powerful states should not automatically be elevated to “most favored nation” or “sovereign equality” status.
  12. The economic, diplomatic, military, communications and polemical responsibility for maintaining the “global economic order” must be shared by all of those who benefit and not upwardly delegated to the US.

Where Trump Goes Too Far

  1. Soft power is quite valuable for the US. Don’t undermine it on principle.
  2. Alliances multiply the power of the US. Don’t discount or undermine them.
  3. Global bodies and principles can support US interests.
  4. The US is a smaller share of global population, cultural, military and economic power. Going it alone is a risky strategy.
  5. There are very significant advantages of global free trade, especially for the most competitive US based multinational corporations.
  6. Direct pursuit of pure power politics is not supported by many Americans.
  7. The US benefits greatly from maintaining the existing international system of trade and finances.
  8. Sovereign nations and politicians do not automatically respond rationally. They are willing to take “irrational” steps to protect and promote their sovereignty.
  9. There is a value with allies and opponents of maintaining some belief or trust that the US will uphold its commitments, even in the face of adversity or opportunities.
  10. Some results (nuclear annihilation) are so bad that they must be avoided at all costs.
  11. Maintaining long-term allies is quite valuable.
  12. Public criticism of allies undermines their incentive to cooperate.
  13. Trade deficits “come and go”, no real reason to oppose them on a country-to-country basis.
  14. Very successful countries incur trade deficits without harm for many decades.
  15. Embracing or engaging with authoritarian leaders undermines the support of traditional liberal leaders of allied countries.
  16. A consistently transactional approach undermines the expectation that a nation will do “whatever it takes” to pursue its big picture goals and ideals.
  17. There are significant long-term benefits from developing and maintaining allies.
  18. Trade wars are inherently unpredictable, but historically they have devolved into a race to the bottom, greatly reducing valuable trade.

Summary

Trump overemphasizes a win/lose perspective, leverage and direct negotiations. Individuals, firms and countries since WWII have learned that there are win/win strategies and tactics to be considered even when the stakes are highest. Actors have used these strategies because they deliver sustainable results. The best negotiators use all of the tools which are available. They don’t use a hammer as their only tool.

The Janesville Plan: Economic Opportunity for All

https://www.amazon.com/Janesville-American-Story-Amy-Goldstein/dp/1501102265

This 2017 bestseller was applauded by the WSJ, The Economist, Harvard sociologist Robert Putnam, JD Vance (as a complement to Hillbilly Elegy) and Barrack Obama. It tells the story of Janesville, Wisconsin as a General Motors assembly plant with 3,000 workers was permanently closed in the turmoil of the Great Recession. It focuses on the impact on real people and the community’s response. The author concludes that neither the liberal response of job training nor the conservative response of economic redevelopment incentives was adequate to meet the community’s needs. What could work?

The Core Issue

The US economic and legal system protects the property rights of investors, corporations, and banks. It doesn’t protect or promote the property rights of the other actors in society quite so well: workers, suppliers, local governments, charities, retirees, and children. It is the fundamental discrepancy between different groups that is highlighted in this book, catalyzing the last 15 year’s populist reaction against our system, and begging for a practical solution.

The Core Challenge

Financial interests are flexible. They can be bought, sold and mortgaged. They are geographically mobile. Money and financial instruments are fungible. They can be exchanged with zero to small loss of value.

Other interests are much less flexible and mobile. Labor assets are tied to an individual. Individual labor assets may be tied to a specific situation OR broadly applicable. Real property is tied to a local and regional location. Local governments and charities are tied to a geography. Families are emotionally tied to a location.

The historical political conflict was between the wealthy and the non-wealthy. Landed aristocracy and peasants. Capitalists and workers.

Wealth still matters. The advantages of financial wealth have multiplied in the modern world. Financial rates of return are higher. International opportunities exist. Financial markets are effective and efficient. Risk can be managed through portfolios and derivatives. The shear amount of wealth, and wealth per person, is large enough to be scientifically managed. Generational wealth is preserved. Wealthy interests have effectively “captured” the political system to ensure they are not over-taxed or over-regulated. Network effects from neighborhoods and elite colleges accumulate. The network effects from large metropolitan areas accumulate.

As the advantages of financial wealth have compounded in our society, the distribution of income and wealth has become more and more unequal. For the good of our whole society, it’s time to take some steps to “level the playing field”. This is not strictly about protecting the poor or “fairly” taxing the rich. It is about providing “roughly” equal protection to the various property interests in our society.

The Pinches

In a meritocratic, capitalist society, there will be an unequal distribution of income and wealth. It is difficult to find an obvious “rule of thumb” to limit this dispersion. The higher income and wealth individuals are sure that they have “earned” their returns. Many libertarians and conservatives believe that the “job creators” and “value creators” in society are under rewarded, even before progressive taxation claims a greater share. Most working, middle and professional class earners are sure that they are underpaid compared to their value-added and that the tax system is designed to benefit “others”. Many vote for the conservative political party because they accept this as unavoidable, see disincentives and unintended consequences from attempts to change this, or aspire to become one of the winners. Economists and psychologists report that individuals are much more motivated by economic losses, taxes, risks or takeaways than gains. Hence, any kind of straightforward income or wealth redistribution system is difficult to achieve or maintain. The incentives to pull towards one end or the other are very strong. The philosopher John Rawls’ argument that everyone can, should, will agree to a set of reasonable policies pointing towards limiting income and wealth inequality has been applauded by the left, criticized by the right and ignored by most everyone. We need to find a different framework aside from the “tug of war”.

A dynamic capitalist economic system will include Schumpeterian “creative destruction”. There is enough new wealth to be made and captured that competitors will disrupt and compete with existing leaders in all markets. Firms will grow and die. New firms will be founded. Some will succeed. The real and financial capital within some firms at some times will be destroyed. For some firms this will be part of the portfolio of growing, stable and dying components. For some firms, this will be death. Capitalists will focus on the core goals of value creation, value capture and value preservation. They will do whatever is required to meet these goals. As Milton Friedman argued, at the extreme times they will not look out for the interests of other stakeholders. In good times, perhaps, a little. Based on social pressures, in good times, perhaps, a little. We need to clearly separate “what is” from “what should be”.

Financial investors do not have geographical responsibilities. They have financial responsibilities to owners and lenders. They have secondary interests in maintaining positive relations with suppliers, customers, key employees, key executives and regulators. Large organizations will close low performing assets as required, be they small stores or 3,000 employee factories. New and existing businesses locate plants, offices and distribution centers based on expected costs and benefits, risks and rewards. They are also guided by the convenience and views of their senior executives who generally prefer to live in cosmopolitan surroundings. Firms will decentralize and decentralize to meet various needs. For most firms, local economic incentives are a very minor factor.

Employees, suppliers, governments and charities are fundamentally local. They live real lives with a small number of interactions. They stay in place and appreciate the familiarity of their home, church, school and community. They might move when they finish college or before they have children in school or to meet an extreme need. The move from the east coast to the Midwest to the west took centuries. The move from the farms to the cities has continued for more than a century. The consolidation of the population into less than 100 metro areas has accelerated in the last 75 years. The move from the Midwest, northeast and Middle-Atlantic states to the sunbelt has continued for 75 years. Individuals move based on circumstances and incentives. A fair society provides support for individuals who do not wish to move because economic situations have changed.

The Solution: Protected Assets for All

Individuals who honestly review the growth of incomes, wealth and standards of living in the US for the last 75 years must celebrate the amazing 6-fold increase in real per capita Gross Domestic Product (GDP). Labor productivity and overall productivity have improved similarly. Median incomes rose with GDP and productivity until 1975, stalled for 25 years and have since slowly resumed their climb. Quality of life, including health, economic choices, economic security, leisure, safety, product quality, entertainment, and product choices has continued to improve, even when income growth lagged behind output growth. The US economic system produces great wealth and benefits. There is an inherent tendency for the owners of financial wealth to capture an increasing share. We need to find a balanced solution, not undermine the economic system through misguided taxation or regulation.

Health Assets

The US is an outlier in the developed world in not managing health care as a public good. Liberals see health care as a human right. A majority of Americans disagree. We will not soon adopt “socialized health care”. We can work together to adopt policies that reduce the total cost of health care, and which prevent health care costs from bankrupting our fellow citizens.

  1. Provide catastrophic health care coverage for all, covering single event expenses exceeding $25,000.
  2. Provide payroll contribution funded ($200,000 max) annual income catastrophic family medical insurance (>$100,000/year) to all citizens. (alternative to $25K government provided fund)
  3. Invest in nominal co-pay front-line mental health screening, intervention, listening, training, group sessions and counseling services for less critical conditions. 
  4. Allow any group of 10 states to create a “medicare for all” health care program as a substitute for the Affordable Care Act.
  5. Allow any group of 10 states to create a private insurance-based (qualify in 2 states, qualifies for all states to ensure competition) health care program as a substitute for the Affordable Care Act.
  6. Pay-off all student loan debt for professional degree medical professionals serving 5 years in non-metropolitan county or metropolitan county with less than 300,000 population.
  7. Require states to provide tuition free medical care and residency spots for one doctor per 10,000 citizens each year.
  8. Reduce medical school preparation requirement to 3 years.
  9. Offer reciprocal medical licensing arrangements with 30 leading countries and expedited review and specific qualifications training and experience requirement defined for all others within 90 days of application.

Family Assets

  1. Provide an annual $10,000 childcare funding source for up to 4 children aged 0-6.
  2. Provide home childcare volunteer refundable tax credit up to $100 per week.
  3. Offer a supplemental 5% Earned Income Tax Credit for two-income families with combined family income below $60,000, phased out to zero at $90,000.
  4. Exclude the first $100K of owned homestead property from taxation and prohibit property taxes on first $250,000 for those aged 70 or above.

Community Assets

We live in a society that prefers to support communities locally and not rely upon government support. We can fine-tune our laws to encourage local support.

  1. Provide a $15/hour volunteer hour tax credit for up to 200 hours annually, including service with religious organizations.
  2. Remove the limits on charitable donation tax deductions for gifts made to public charities and local governments (not private foundations).
  3. Allow large employers to setup new employees with default 1% contribution to local United Way/Community Chest umbrella funding services.
  4. Determine paternity for all births, set and enforce child support agreements, provide basic level support from the state as required.
  5. Subsidize high-speed internet for rural counties.
  6. Offer 10 year T-bill interest rate financing for qualified “low cost” retailers to build stores more than 15 miles away from any existing qualified store.
  7. Levy a $500 per employee annual “closing costs” fee on large employers (250+) for a maximum 20 years to fund local redevelopment programs starting with $5,000 per discontinued employee.
  8. Levy a 0.5% of annual rentals fee on landlords to fund local redevelopment of abandoned properties and areas.
  9. Limit state and local economic development incentives to no more than $10 million per project or location.
  10. Offer a 50% federal tax credit for first $10,000 of cross-state moving expenses.
  11. Offer workers up to $5,000 for relocation or temporary housing as an alternative to up to 2 years of unemployment benefits. (alternative to tax credit for moving expenses)
  12. Restrict issuance of new building permits in counties that do not have one-third of affordable housing permits proposed for units below the existing median unit property value.
  13. Greatly expand availability of 1-2 year National Service programs for young adults and senior citizens.
  14. Invest in prison to work transition programs.
  15. Increase the minimum foundation endowment spending from 5% to 6% to provide more current social benefits and limit the accumulation of assets by universities and other not for profits with $100 million plus of invested assets. Provide an option to pay a 0.5% of assets annual fee to keep 5% or a 1% fee to only spend 4%.

Financial Assets

In our modern world we have to ensure that all individuals are financially prepared for 30 years of retirement. Early and constant savings. Wise investments. Good advisors. For everyone.

  1. Provide a 50% federal 401(k) match on the first $5,000 of savings. Offer a federally backed guaranteed return fund for 401(k) accounts with an after-inflation return of 3%.
  2. Make social security employee tax payments optional after age 62.
  3. Remove social security payment offsets from earned income after age 65.
  4. Auction to private firms the right to offer standard 401(k) financial advisory services for 0.5% of asset value with 100% federal match below $50,000 and 50% federal match below $100,000.
  5. Create voluntary 5% of income home down payment savings program that accumulates to $50,000 after 10 years of full-time employment contributions.

Financial Security

Lifetime employment is gone. Fixed benefits pensions are gone. We live 20 years longer. We need a more robust unemployment insurance system. Individuals may secure a position that pays 25% – 33% – 50% more than their “second best” alternatives. When individuals lose their jobs, we need to buffer their losses and nudge them towards their “next best” options in a timely manner.

  1. Reform unemployment insurance to provide 75% of historical income for 6 months and 50% of income for 12 months. Limit coverage to $60,000 of base income.
  2. Provide a 50% “bridging subsidy” for individuals whose income has dropped by more than 25% for up to 3 years. This would handle the effects of international trade and firm bankruptcies.
  3. Overhaul the “welfare system” to combine various programs into a single program combining a universal basic income (UBI) and the earned income tax credit (EITC).
  4. Create a self-funded unemployment lump-sum payment system based on prior 5 years earnings. 4 months award available after 10 years. 6 months after 15 years. 8 months after 20 years. (Alternative to higher benefits and bridging option)
  5. Maintain a present value of future social security benefits asset balance for each participant. After age 35, allow once per decade 10-year term loan at 10-year T-bill plus 2% for up to 20% of balance, maximum of $50,000 loan balance. Repayment through social security system earnings.
  6. Set a $15/hour adult minimum wage, indexed to 70% of the median income.

Consumer Assets

In the modern world, consumers face sophisticated marketers and professional services firms. They can benefit from centralized support.

  1. Set all import tariffs at zero percent, eliminating the effective tax on purchases.
  2. Eliminate all specific import tariffs but levy a 3% tariff on all goods to “protect” domestic producers and help fund government programs. (alternative to 0%)
  3. Set maximum prices per service and per hour for home and auto repair firms.
  4. States contract for metro and area multiple listing services and limit total real estate commissions to 4% of transaction value.
  5. Require financial advisors to meet the fiduciary standard of professional care, putting the client’s interests first.
  6. Certify public advisors to provide general advice on consumer economics, budgeting, banking, investing, real estate, insurance and health insurance for $100/hour to citizens, with a $50/hour, 8-hour maximum annual refundable tax credit.
  7. Staff state professional licensing boards with a minority of regulated active professionals. Reduce licensing requirements to meet public safety standards.
  8. Set a national cap on individual and class-action lawsuits at $2 million per person, adjusted for inflation.
  9. Auction regional licenses for private firms or states to offer low annual milage limit used car leases to low to medium credit score individuals using federal funding for the inventory.

Education/Human Capital Assets

It looks like our economic system is going to require one-thirds college educated and two-thirds less than college degreed adults. Economically and socially, we need to support all individuals to serve in their roles and for all of us to support the various roles. Think “essential workers” during the pandemic.

  1. Offer $10,000 for 2 years for high school graduates for their education and training, including “career and technical” training.
  2. Create German-style public-private partnerships for broad range of vocational training opportunities.
  3. Offer career and technical training grants for up to 2 years equal to state subsidy of college education.
  4. Provide alternate sets of courses and experience to meet minimum requirements for standard level high school diploma, rather than requiring gateway courses like Algebra II.
  5. Offer an all-industries state administered “career skills” certification program that can be earned in 3 years of employment and classes, including some classes for academic credit in high school.
  6. Require governments and large employers to justify any strict “BA needed” job requirements versus “education and experience” options.
  7. Tax university tuition income above $15,000 at 25% rate to fund public colleges.
  8. Expand veterans hiring preferences to state and local governments, government suppliers and large employers.
  9. Increase the minimum foundation endowment spending from 5% to 6% to provide more current social benefits and limit the accumulation of assets by universities and other not for profits with $100 million plus of invested assets. Provide an option to pay a 0.5% of assets annual fee to keep 5% or a 1% fee to only spend 4%.

Government Services Assets

The corporate world reduces costs and improves valued results by 1-2% year after year after year. We need to set the same expectations for local, state and federal governments.

  1. Sunset laws requiring reapproval of substantive changes after the first 10 years.
  2. Bipartisan staff recommended simplification and clean-up laws, one functional area per year, package approval, no amendments.
  3. Independent staff recommendation of lowest 10% benefit/cost ratios for regulations by agency every 10 years, package approval, no amendments.
  4. Implement balanced budget across the business cycle law that considers unemployment rate and debt to GDP levels.
  5. Require offsetting spending cuts or funding sources for new spending programs.
  6. Require federal programs to have a minimum 20-year payback from investments.
  7. Migrate to minimum 80% federal funding of all federal programs assigned to states.
  8. Outsource the USPS by region, maintaining 3 day per week delivery minimums.

Tax Fairness

  1. Set a separate 10% income tax rate on hourly earned overtime income, excluding it from regular “adjusted gross income”.
  2. Limit corporate type taxation to 10% for revenues below $1 million and 20% for revenues below $5 million.
  3. Limit combined state and local sales taxes to 5% of purchase values.
  4. Revise the “independent contractors” social security law to require the 12.4% self-employed contribution to be identified and deposited for all income.
  5. Eliminate the “carried interest” loophole benefit for investors.
  6. Limit the reduction of “capital gains” taxes versus labor income to a maximum of 20%. Increase the minimum period for long-term capital gains to 3 years. Provide a 50% of annual inflation above 4% credit in the detailed calculation.
  7. Require income earners to pay social security taxes on $1 million annually.
  8. Eliminate the mortgage interest deduction on second homes.
  9. Increase the IRS audit budget by 50%.
  10. Levy a 20% tax on inherited assets above $5 million, allowing a 10-year tax payment plan.

Funding Sources for “Everyone Has Assets”

  1. Levy an annual 0.25% of assets tax on banks and financial institutions.
  2. Levy a 0.25% financial transactions tax on stock and bond investors and traders.
  3. Set a 10% “luxury tax” on all transportation asset transactions worth $1 million or more.
  4. Set a 0.25% annual federal “luxury” real estate tax on all residences worth more than $2 million.
  5. Levy a 0.25% of deal value fee on all “mergers and acquisitions” transactions of $100 million or more.
  6. Levy a 0.25% excess profits tax on earnings above a 5% real, inflation adjusted return on assets (ROA) for firms with revenues of $100 million or more.
  7. Reduce the depletion allowance base on mineral assets by 10% of the acquisition cost.
  8. Starting with the 35% tax bracket ($462,501 married filing jointly), reduce allowable itemized tax deductions to 0 at $2 million of income.
  9. Add a 40% tax bracket at $2 million of income.
  10. Levy a 5% of excess price paid on personal vehicles sold for more than $50,000, boats for more than $100,000 and recreational vehicles for more than $100,000. (alternative to 10% above $1M)
  11. Add a 10% surcharge to property tax rates for residential properties larger than 5,000 square feet. (alternative to surtax above $2 million)

Setting Firm Limits on Taxes

I have separately proposed a set of constitutional amendments that limit taxation of the wealthy, allowing them to support steps like those above without fear of being fleeced.

Summary

Our society hasn’t found a clear organizing principle to guide it between the claims of the people and its leaders. We tend to lean towards the individual, liberty and freedom. This has led to a large number of modest initiatives. We have an opportunity to help our community embrace and support the political steps required to achieve our goals.

Dedications/Provocations

https://www.washingtonpost.com/people/amy-goldstein/

https://en.wikipedia.org/wiki/Paul_Ryan

https://en.wikipedia.org/wiki/Barack_Obama

Bernie Staller – National FFA leader (my supervisor from 2000-2004) Janesville leader.

https://www.agrimarketing.com/show_story.php?id=25007

https://www.nationalbeefwire.com/bernie-staller-tim-heiller-inducted-into-alpha-gamma-rho-s-hall-of-fame

https://wisconsinagconnection.com/news/staller-inducted-into-alpha-gamma-rho-hall-of-fame

https://www.agrimarketing.com/show_story.php?id=25005

https://www.newswise.com/articles/bernie-staller-to-retire-from-the-national-ffa-organization

The Painesville Plan (t) !!!

https://case.edu/ech/articles/d/diamond-shamrock-corp

https://cumulis.epa.gov/supercpad/cursites/csitinfo.cfm?id=0504696

On a personal note, I grew up in Fairport Harbor, Ohio, a small village of 3-4,000 people. The Diamond Alkali chemical plant once employed 5,000 people. It shut down in 1976. My dad was a pipefitter and union leader. My uncle Joe was also an employee and a union and political leader. The negative community impact was very large. The negative impacts described by Amy Goldstein in Janesville were exactly the same in Painesville 40 years earlier.

Congregational Strategy: Let’s Join the Presbyterian Church

https://www.damonfarber.com/projects/flux

A Fable

Austin and Tamara are a married mid-thirties couple with two preschoolers living in a suburban starter home. They met at a tree-planting volunteer day at a park near the luxury apartment district where they both lived after finishing college. Austin is a systems analyst for a medium-sized firm that owns and operates health care and retirement communities. His parents and a brother live within an hour. He was raised as a Baptist but has been mostly a casual church goer as an adult. He considers himself politically independent but has voted in some Republican Party primaries. Tamara moved to the US at age 5 and identifies as Hispanic. She manages 3 franchises of a hair-cutting business. She majored in “American Studies” in college with an emphasis on American religions, was raised Catholic but has been affiliated with 2 different mainline churches as an adult. She has mostly voted for Democrats but also considers herself a political independent. She has no nearby family members. Tamara has been visiting churches in the area for a year, without Austin, and is ready to share her findings.

The Brand

Austin: Wow, I didn’t see you choosing them. Aren’t they one of those very conservative Protestant churches?

Tamara: The church has a serious side, but it’s generally considered to be one of the more liberal, tolerant, flexible mainline denominations. I think it will work for me.

A: What’s the odd name all about?

T: A presbyter is a spiritual elder. Like many early Protestant denominations, they wanted to break away from the hierarchical Catholic model and manage congregations mostly at the local level. Some churches label themselves as “Reformed” churches or even “Reforming” churches to highlight their role in the Protestant Reformation instigated by Martin Luther and their engagement with modernity, rather than their governance structure.

A: Aren’t they the ones who believe in predestination of the “elect” and got caught up trying to prove that they’re saved?

T: The founder John Calvin’s theology and the early life of the church highlighted this and distinguished them from Lutherans and other Protestants. Keep in mind that “salvation” was the overwhelmingly the main religious focus around 1500. That’s why the Catholic indulgences were such a good source of revenue and at the core of Luther’s criticisms. The Italian Renaissance had started to open the door for modern days and thoughts, but the culture was still mostly Middle Ages, dark ages, medieval. Without science or medicine, with plagues and short lives, common deaths during childbirth, periodic invasions and landowners with arbitrary power, the people were very focused on heaven because the threat of death was a constant companion. Calvin agreed with Luther that people are saved by God’s gift of grace through faith, not through priests, the Catholic Church or good works. Calvin’s logic led to the idea that God has pre-ordained the “saved” versus the others. I didn’t see this as an important part of the modern church in their creeds, confessions or sermons, although Calvin’s seriousness about life and faith continues to be seen.

A: I loosely associate this church with bankers, Puritans and Masons. Any truth in these images?

T: The Presbyterian Church was an early and influential church in the US, so its members have been civic, business and political leaders for centuries. I think they’ve had a half-dozen presidents, probably second to the Episcopalians who have a similar history. They’re definitely part of the so-called “mainline” churches that were highly influential throughout the 21st century. They’re not tied to the Puritans or the Masons as far as I’m aware. They remain mostly a white-collar, professional class church in many places.

Just How Serious?

A: How serious is this church? I was just hoping to find a nice place for our children to learn about the Bible, a social community and an inspirational sermon from time to time.

T: The two Presbyterian churches I visited did have a warm social vibe and a lot of space and volunteers devoted to childcare and youth education. The church radiates seriousness in many ways. The worship spaces and buildings were spare, clean, almost secular. The worship bulletins were pretty structured and part of a calendar of worship. Sermon topics ranged widely, but these places were more focused on “the word”, on logic and rationality than on feelings or mystical spirits. The creeds were highlighted on-line and used in worship. Joining the church requires a public pledge of commitment to the core beliefs. The greeters emphasized that the church works hard to engage new members in the life of the church and expects them to be active members.

I could tell that theology and consistency matters to these groups. One said that we do everything “decently and in order”. Jesus in the New Testament was at the heart of each sermon. The ministers and congregation seemed to be serious about their moral lives and those of their kids. They were hungry for understanding passages from the Bible, thinking about purposes and connecting with God. They believe in free will, responsibility and an objective real and moral universe. Members seemed to be serious about church attendance, prayer, education and behavior. Salvation was not the primary focus, but it was part of the structure of messages.

So … yes, I’d say that they are pretty serious about religion. Not overly so, self-absorbed, proud, self-righteous or imposing on others, but religious belief and practice clearly matter.

A Sense of Humor?

A: Your description helps to explain my preconceptions. I’m a structured guy. I appreciate order. But you can go too far. Are there two sides to this coin? Some positivity to balance the “dead serious” core? A sense of humor, lightness, balance or tolerance even?

T: I’m sorry. I’m answering you too literally, without scope or balance. This is an interesting question. I didn’t find negativity anywhere! Focus, attention, clear thinking, concern and connectedness, yes. But negativity, per se, was absent. Well, they do believe in “original sin” and that Jesus died to remove the burden of sin from man. They know that people are morally imperfect and need help to live moral lives. They believe in some kind of heaven and hell. I guess you might call this “negative”, but all of the Christian denominations generally hold these views.

I think the positivity comes from the “good news” gospel of Jesus saving men and instructing them. Jesus is seen as directly accessible to individuals in prayer. They focus on God creating each individual in his image and giving them a name, to be known. They appreciate the opportunity to join together at church, in communion, in small groups and in service projects. I observed spiritual calm and centeredness at times. They spoke about the gift of “grace” often and appreciated that gift. I witnessed a general confidence and hope about the future in these churches.

Beliefs

A: What are their core beliefs? Do they make logical sense? Are they much different from the Baptists and Methodists? Will I need to take a theology course to join the church?

T: Their main beliefs seem to greatly overlap with the other mainline churches. You won’t need to go to school or pass a test. They do agree that Jesus is fully man and fully God. They describe God, Jesus and the holy spirit as 3 dimensions, faces or “persons” of the single true God. As in the Catholic church they “proclaim the mystery of faith”. People are expected to understand the surface description of the creeds and through time try to better understand the mysteries of “3 in 1” or “both/and”.

A: Which “person” is most important? Jesus seems to dominate in most churches today.

T: Tough question. I agree that some of the more conservative churches really elevate Jesus to be the 90% factor. I didn’t see that in the Presbyterian churches. Jesus was in the sermons, creeds, songs and prayers as the essential connection between God and man. Yet, the Old Testament has its fair share of worship time. Salvation by grace through faith points to God. ”The word” in the whole Bible points to God. The holy spirit gets a smaller billing. It is emphasized in prayer, communion, meditation, moral decisions, accepting grace and many songs.

A: How does this church see the 3 “persons”? What should I expect? Will I be surprised or concerned?

T: The father is seen as an “awesome God”, beyond human comprehension. ”Be still and know that I am God”. The demanding God of the Old Testament is viewed as the same loving God in the New Testament. God is the eternal, infinite, all powerful God, the source and purpose of all, the ultimate. Yet this is a personal God who created Man and individuals, who cares and listens to prayer. He is accessible in prayer and worship, through Jesus and the holy spirit. He is a creator and a mystery. He speaks to man directly, through scripture, prophets, Jesus, the soul, nature and reason. I didn’t hear an appeal to logic, science or history to support God, only acceptance of his obvious presence.

Jesus is seen as a prophet, teacher and savior. Co-equal with God. A more human scale opportunity to intimately connect with God. He is an example of a perfect life and an inspiration to imitate his life. As a largely verbal church, the idea of God’s communications or “the word became flesh” is important. Mystery remains. Guilt for human deeds is summoned by the crucifixion.

The holy spirit is welcomed as a gift. A personal channel for understanding, self-awareness and good moral decisions. An inspiration to do more and better. Presbyterians believe in the spirit having a real impact in this world, just like God, miracles, saints and angels. They believe that the spirit can deliver gifts of teaching, prophecy and tongues, but this is not emphasized. The Presbyterian spirit is more “calm and rational”, rather than fiery, dynamic and emotional, but it matters deeply to active members who seek its guidance and support. 

Not many Presbyterians seem to pursue mystical experiences. They don’t devote all of their effort to an eternal life in heaven. They appreciate their lives on earth. I don’t think that other mainline Protestants would find significant differences from the Presbyterian Church. There are some differences of style and emphasis.

Think, Feel and Do

A: That helps. I’m seeing more balance than I expected. How does this church approach the three dimensions of religious life: thinking, feeling and doing? Thinking appears to have the upper hand.

T: This is a “rational” religion, born after the peak years of Thomas Aquinas and Scholasticism. Luther and Calvin were both biblical scholars and wrote great essays and biblical commentaries. They elevated God’s word in the Bible above other sources of revelation. The Presbyterian creeds and confessions guide pastors and members.

The church encourages the use of feelings to motivate individuals. The faith summary of “to love God and to love neighbor” is widely shared. An intimate relationship with the 3-person God is sought. Prayer, scripture, music and worship services include the emotions. God and Jesus ask individuals to bring their sorrows and concerns in prayer to be relieved.

The church is an active church, reflecting Max Weber’s notion of a “Protestant work ethic”. Members are busy with education, small groups, service projects and committees. This work is considered the proper response to God’s grace. Members are expected to fund and serve mission work locally and globally. The three categories are nicely balanced.

Style

A: What will I experience in worship? What’s the style or feeling of the church space? What sacraments are practiced? Is God present? Does it feel sacred?

T: Presbyterians practice holy communion and baptism. God is present in both sacraments and in the church amongst the “community of believers”. Communion and baptism might seem plainer than in other faith traditions. Presbyterians do not believe in transubstantiation. Some sacramental services today are elevated in importance with additional music, time, words, prayers and decorations.

Presbyterians and Lutherans both reacted against the complexity, multiple senses and ornate styles of the medieval Catholic churches. Worship is focused on the individuals’ connection with the spoken word of God. Church architecture is often simple and plain, tan and Scandinavian. It emphasizes the priesthood of all believers. Some Presbyterian churches do have stained glass windows, soaring architecture and added visual features, but the overall look is normally clean.

Likewise, the worship service emphasizes “the word”, church music and personal greetings. Congregational dress is mostly semi-formal today. Ministers and choirs often wear robes. The church employs various forms of audio-visual equipment and broadcasts the service. Most churches incorporate “contemporary” music into some services. The church retains its “low church” simplicity, but some Presbyterian congregations have increased their use of “high church” elements to spice things up, increase engagement and emotion and help people pull closer to God. Presbyterian churches have a communion table without major separation from the congregation. The sanctuary has a sacred presence, though it cannot compete with a cathedral for most visitors!

Discipline

A: How strict are the church’s rules? How are they enforced? Who enforces them? What are the consequences of not complying? How does the preaching emphasize the church’s expectations?

T: More great questions. The church is serious about moral behavior. It has a relatively strong belief in clear “right and wrong” actions. It believes in original sin, free will, personal responsibility, and the necessity of believing and accepting grace to gain salvation. The consequence of sin and non-salvation is eternal separation from God.

Presbyterians believe that the Old Testament is the inspired word of God, so they believe that the 10 Commandments should be obeyed. They believe that Jesus’s injunction to “love God and love neighbor” is a continuation of God’s will for men. They don’t read the Bible literally, so there is room for interpretation of its many instructions. Presbyterians acknowledge that different denominations have different beliefs. They believe that the individual is ultimately responsible for interpreting the “word of God” and responding appropriately. They understand human weakness. Members tend to consider the situation when making a moral judgment rather than attempting to strictly follow all rules. In practice, this makes the Presbyterians a relatively liberal or tolerant church with respect to moral conduct despite its serious, thinking, “right and wrong” foundations.

On the other hand, Presbyterian ministers, leaders and members tend to have high expectations for moral behavior. ”Love God and neighbor” has no limits. ”Accept grace” and “have faith” mean completely, without limits, always. Presbyterians expect themselves to act morally in thought, word and deed in all situations. In response to God’s saving grace, they expect members to donate and serve, and then do some more as requirements become apparent. Members are expected to engage and participate in the congregation and community to identify those needs. The church sometimes takes positions and encourages members to address social justice issues.

Ministers have less formal and informal powers than those in other denominations. The “priesthood of all believers” philosophy levels the status of ministers. Ministers do have formal powers to act on behalf of the congregation and informal powers based on their roles, messages, knowledge, wisdom and relationships. Ministers do provide counseling to members. The church does not hear confessions or assign penance. The church employs professional counselors and uses small groups to provide advice and feedback on personal and moral issues.

The Presbyterian Church today tends to take a constructive approach to moral conduct: instructing, modeling, encouraging, leading, sharing, suggesting, advising and counseling. Removal from membership is rare. ”Fire and brimstone” or fear-based sermons are rare. Individuals are not “called out”, asked to “repent” or “be saved” in services. Individuals are encouraged to privately consider their conduct, feel proper guilt as appropriate and take steps to offset any impacts and improve their behavior.

Community

A: What are the people like at this church? Are they welcoming? Do they get along with each other? Do they work well together? Is there high drama and politics? Who actually runs the church? 

T: Presbyterians believe that the church is a holy body established and led by Jesus. Luther and Calvin both stressed the potential of all individuals to directly relate to God. Hence, it is assumed that they are capable of relating to each other, especially as members of the universal church. The “fellowship of believers” is expected.

The church teaches that all humans are equal, created by God in his image, named and known. There are no strangers or “others”. Members have specific instructions to care for strangers, the poor, weak and widowed. Presbyterians are human and imperfect but embrace this responsibility. I was warmly and personally welcomed each time I attended.

The church welcomes new and baptized members with a congregational pledge to support them. Members are expected to serve the church and other members. They are responsible for educating children, encouraging moral behavior, teaching and volunteering on mission projects. They have many opportunities to use their various spiritual gifts.

This “equality” idea also results in ministers having key functional and spiritual roles but lessened political and administrative roles. The congregation is managed by the session of elders. Even functional areas and worship are guided by committees that include elders. This approach requires a large share of the congregation to participate in meaningful committee and service roles.

Members also build relations through their many activities. The church is a busy place. Church service, education, small groups, visitation, social gatherings and service activities abound.

Politics

A: We two have somewhat different political views. Which way does this church lean? Does it embrace different views, doubts or skepticism? I’m predicting the conservative side: historical roots, successful members, community, responsibility, thinking, seriousness, objective values, classic beliefs, simple style, and orderliness. On the liberal side: the individual really matters, tolerance, weak group discipline, feeling, spirit, abstract “3 in 1” God rather than Jesus, equality in governance, not hierarchical, many committees, contemporary music and use of modern technology.

T: Presbyterian churches come in relatively liberal and relatively conservative flavors. Most are considered relatively liberal, despite their “conservative” underlying theology. American churches began to divide in the 1920’s into those who read the Bible literally and rejected several modern science conclusions such as evolution. Today they’re called fundamentalist Christian churches or evangelical Christian churches. They grew slowly until the 1970s but accelerated to have more members than the mainline churches by 1985.

The mainline churches’ seminaries and leaders had adapted to the many changes in the second half of the 19th century, accepting the new science as valid or possible, reading parts of the Bible as stories or allegories, emphasizing the moral dimension of the gospel and addressing social issues such as poverty. Mainline churches kept this “liberal” approach and maintained 30% of Americans as members through 1980. Membership rapidly declined to just 12% by 2010 but has since stabilized.

In American cultural terms with 25% of the population identifying as atheists, agnostics or “nothing in particular”, the mainline churches are now closer to the center. The Presbyterian Church USA has 50% Republican, 42% Democratic and 8% independent voters.

The national Presbyterian Church has adopted the “liberal” position on many social issues: slavery, poverty, race, women’s rights, gay rights, abortion choice and the environment. The church is active in promoting ecumenical ties with other Christian and non-Christian churches. These positions have caused some conservatives to leave and other conservatives to not join a church which otherwise might have met their spiritual needs. Presbyterian churches welcome doubters and skeptics to attend and participate but expects them to develop beliefs consistent with the membership standards before officially joining the church.

Presbyterian churches practice communication skills, civility and tolerance to hold congregations together in a more partisan age. Congregations select and “call” their pastors with some role for regional church offices. Hence, congregations are able to choose pastors whose personal views overlap with theirs. 

The Presbyterian Church has found a way to have solid religious beliefs that allow some variation in religious beliefs by members and broad variation in political beliefs. For a family like ours, I think it can work very well.

End of Story: Just Some Notes Below …

Church Decisions: Worship and Programs

  1. More variety, color, interaction, spontaneity, beauty? Better service or just entertainment?
  2. Plan for 25% feeling and spirit in worship. Program options for feeling and spirit?
  3. Popular, familiar music. Introductory comments.
  4. Dynamic visuals, sounds, physical dance, clap, chants, get up out of your seat. Fun.
  5. Fully “high church” small chapel environment, worship services option at times.
  6. Music alternatives in worship. Dance, videos, presentations, sculpture, paintings, nature, photos, comments, maps, puzzles, games, good news, heroes, volunteers, awards, births.
  7. Irresistible children’s programs.
  8. Irresistible new member partners, engagement.
  9. Refocus mission activities on a few critical local needs?
  10. Invest in civility, cooperation, anti-polarization in politics?
  11. Communion more often. Multimedia support.
  12. More sacred sanctuary access, buffer, colors, highlights, spotlights, stations of the cross like exhibits, God, spirit, background music, eternal flame, flowing water, laser lights?
  13. Shared worship services with sister cities.
  14. Ongoing monitoring of attendees and new members to encourage greater participation.
  15. Everyone needs a mentor and counselor matching program.

Church Resources: Theology and Apologetics Materials

  1. Is salvation the first topic, or “God versus meaninglessness”?
  2. Has predestination been sidelined by the church?
  3. Is there some part of “liberal” theology that must be rejected today?
  4. Adult education in Christian apologetics for all members.
  5. We believe in an objective moral and physical universe.
  6. Rationality and scientific proof cannot drive morality. It is fundamentally experiential.
  7. Who is driving Christian apologetics arguments and materials for mainline Christianity?
  8. Why we cannot support the literal view of the Bible!?
  9. Truth in science is not the same as truth in religion.
  10. Certainty is impossible throughout science. We don’t expect it in religion.
  11. How we combine conservative theology and liberal application and tolerance.
  12. The royal “individual” after Luther. How we implement this.
  13. The royal “individual” and the necessity of community.
  14. 19th century Christian critics – evaluated today. Marx, Freud, Nietzsche, Darwin.
  15. Nietzche was right about Judeo-Christianity as a radical religious turn.
  16. Christianity and Greek philosophy. Surprising ways they can be connected.
  17. The fallacy of linear progress, modernism.
  18. The impossibility of supernatural forces? History of scientific discovery.
  19. Bankruptcy of atheism. Dawkins only attacks a straw man. 
  20. History and scientific undermining of materialism.
  21. Philosophical inconsistency of subjectivism. So many proofs.
  22. Philosophical nonsense of radical skepticism.
  23. Christianity believes there are no strangers or “others”. Diversity 1.0.

Church Resources: Marketing and Communications

  1. Strategy to target “nothing in particular” individuals.
  2. Strategy to target blended left-right families.
  3. Strategy to make the church more attractive to minority individuals.
  4. Strategy for the professional, college educated market.
  5. Strategy for the working and middle classes. Are they the same?
  6. Review the top 25 technical religious terms and replace them with common sense phrases.
  7. Can “Presbyterian” be eliminated or replaced by “Reformed”, “Christian”, “Modern”, “Progressive”, “Universal”, “Blended”, “Both/And”, “Relevant”, “Community”, “Servant”, “Missionary”, “Respect”, “Scottish”, “Genevan”, “Reforming”, “Loving”, “Serving”, “Engaged”, “Locally Owned”?
  8. Can/should mainline Christianity be linked to mixed government capitalism and classic liberal democracy? All 3 take a middle position. The new conservatism of demonstrated effective options?
  9. Framing communications to be better understood in “A Secular Age”.
  10. Communicate the “both/and” of a serious, well-defined theology and a tolerant, diverse, loose, dynamic application of the principles.
  11. Honest communications to emphasize services, fellowship and community without religion.
  12. Marketing style guide that emphasizes warmth and caring in all communications.
  13. Marketing strategy to emphasize and illustrate individual attention and identity affirmation.
  14. Recontextualizing “original sin” as part of the mixed human nature.
  15. Consistent image and language to emphasize “an awesome God”.
  16. Consistent image and language to describe love in relationship to God, congregation, neighbors and mission recipients. 
  17. Consistent image and language to emphasize 2,000 years of Christianity and 500 years of the Reformed/Reforming Church.
  18. Consistent image and language to describe the intimate connections of believers and God, Christ and the holy spirit.
  19. Strategic marketing campaign to highlight the role of each local congregation in building community and serving.
  20. Marketing program to share 30 of Jesus’ messages to his local community and how they resonate today.
  21. The “historical Jesus” has been confirmed.
  22. Consistent image and message to emphasize Jesus as a countercultural rebel in his time.
  23. Consistent image and message to explain the meaning of the crucifixion and the cross.
  24. Consistent image and message to highlight the earthly benefits of church participation.
  25. Consistent image and message to promote the trinitarian God. How it meets everyone where they live.
  26. Consistent image and message to describe how the church addresses thinking, feeling and doing dimensions of religion.

Congregational Strategy

https://www.npr.org/sections/thetwo-way/2018/01/05/575932533/sears-kmart-and-macys-will-close-more-stores-in-2018

What does American retail and business strategy have to offer the declining Mainline religions? First, an undifferentiated strategy of serving “everyone” is doomed to failure. Kmart, Sears and JC Penney could not create a differentiated strategy. They died. 

Marshall Field had a better approach.

Second, the mavens of corporate strategy offer a simple framework for addressing the “needs” today. Michael Porter is the king of corporate strategy.

Kaplan and Norton delivered insights on how to link strategy to operations.

Treacy and Wiersema consolidated this into just 3 dimensions.

A successful, disciplined organization must choose. It cannot be “all things to all people”. It must choose one of 3 general strategies. It must choose a subset of customers, not everyone.

Businesses are very highly motivated to find the most effective strategies and tactics.

One effective strategy is “operational excellence”. Be so cost effective at delivering your goods and services that you can charge the lowest price and still make a great profit. For a church, this would mean:

Low contributions, donations, tithing and specific opportunity funding.

Low price of entry. No creed. No adult baptism. 

Low ongoing commitments. Low church attendance. Low volunteering. Low service. Low small group engagement. Limited liability.

Low constraints. No confession. No evaluation. Low prayer. 

This is a critical dimension. Do you want to retain nominal members? There is a possibility that they will become engaged.

Do you wish to offer “cheap grace”? Lower the bar to entry, but higher the bar to membership?

Product innovation is a second winning strategy. Define a religious perspective that is different from those of others.

More liberal versus conservative.

Emphasize thinking, feeling or doing.

Emphasize modern prophets and interpreters or older ones.

Internal belief versus social response and participation.

Earthly life or eternal salvation.

Mysticism.

Community.

Love.

Deliver specific services: children, adults, poor, immigrant, counseling, small groups. adult education. 

Full service.

Large or small. Known or invisible.

Third, an organization can emphasize “customer intimacy”. We know what you want and will deliver it in personalized portions.

For a church, this can mean:

Smaller congregations.

More “congregational care” staffing and volunteers.

Greater emphasis on small groups and frequent volunteer participation.

More “intrusive” style of reaching out.

Different services for different life cycle ages.

Treacy and Wiersema really emphasized the second and third strategic dimension. They argued that you should “choose” your primary customer base. Like the failed retailers, a central, “all of the above” strategy is doomed to failure. Choose a customer group and organize your products and services to exactly, precisely meet their needs. Customer groups could be defined and served:

by age, life cycle.

geography.

class, income, profession.

active or passive religious participants.

historical religious background or skeptics, secularists.

long-timers or newcomers.

religious views. close fit or searching. liberal or conservative. 

activity or engagement level.

Is this segment growing or shrinking?

Does it greatly need church services or is it apparently self-sufficient?

Do the existing assets and programs of the church meet the group’s needs?

In the corporate world, the trick was to identify and serve the groups that could buy the most and deliver the greatest profit for existing and adjacent products and services. In the religious world, the key is to realistically determine what an existing congregation and denomination can offer to a world that expects its needs to be met.

https://www.christianitytoday.com/news/2021/july/mainline-protestant-evangelical-decline-survey-us-nones.html

https://religionunplugged.com/news/2023/6/12/just-how-bad-is-denominational-decline

https://clearlyreformed.org/lessons-from-mainline-decline/#:~:text=From%20a%20membership%20peak%20of,congregations%20and%20dropped%20four%20presbyteries.

https://www.newyorker.com/news/daily-comment/the-unlikely-rebound-of-mainline-protestantism

The Ethics of Authenticity / The Malaise of Modernity (1991) – Charles Taylor

https://en.wikipedia.org/wiki/Charles_Taylor_(philosopher)

Introduction

It’s 1991, heavyweight Oxford philosopher Charles Taylor is gaining popular recognition for his pathbreaking 1989 work “Sources of the Self”, a bold attempt to describe the current “self” and where it came from. He was invited to deliver the Massey Lecture in his home nation Canada, which he titled “The Malaise of Modernity”. The Berlin Wall fell at the end of 1989, ending the cold war. Ronald Reagan (1981-89) and Margaret Thatcher had abruptly ended the expansion of the state and the possibility of a counterculture; or had they?

Taylor argues that the “logic” of technology, science, economics and bureaucracy, which he terms “instrumental reason”, continues to grow in influence; larger national state or not. He argues that a historically radical “individualism” has grown throughout the post-war years, generally unexamined. Finally, he notes that these two trends combine to threaten Western representative democracy. 

At the time, popular culture, reflected in TV shows like Dallas and “Lifestyles of the Rich and Famous”, celebrated the victory of the “neo-liberal” center-right and looked forward to a glorious future. In 1992, Francis Fukuyama proclaimed “the end of history”, with Western style liberal democracy and mixed market capitalism extinguishing the threats from fascism and communism. Taylor was quite pessimistic about the cultural challenges of the present, but optimistic about the long-term possibilities.

Taylor is often grouped within the diverse “communitarian” collection of philosophers and social scientists who argue that “classical liberalism” is inherently too oriented towards the individual and neglects the community dimension of life and philosophy.

https://en.wikipedia.org/wiki/Communitarianism

I. Three Malaises

Life is good, but social critics still complain. What ails the public? What “losses” or threats are being felt by the sensitive? First, the counterculture may have been buried in 1969 or 1972 but one dimension continued to revolutionize the Western world. Individuals were not giving up on “free choice” in any dimension. Speech, career, lifestyle, college, city, religion, politics, media, language, dress, etiquette, travel, leisure, gender, marriage, and child rearing choices. Twenty years of freedom had resulted in a new cultural norm of tolerance for individual choices. Nietzsche may have declared that “God is dead” in 1882, but it took a century to percolate through to large numbers of Western citizens. The post-war period witnessed a conservative cultural and religious rebound, but it was not sustained. 

Taylor contrasts this radically new moral freedom with the prior 20 centuries. There are certainly advantages to freedom, especially removing the restraints of political, religious, social and economic institutions from individuals. Few people want to turn back the clock and re-install the static, hierarchical, controlling, prejudiced society. Yet, the individualistic transformation through the Renaissance, Enlightenment, Protestant Revolution, Scientific Revolution, American Revolution, French Revolution, and Russian Revolution had not been a uniform march of progress. Individuals had lost their well-defined place in an orderly, meaningful universe. 

The new individualism, deeply rooted in Jean-Jacques Rousseau, attempted to rebuild this secure place by returning to the allegedly positive state of man before society had corrupted the individual. The individual was invited to look within to discover their innate goodness and role in society. By 1991 the post-war “therapeutic culture” was very well advanced. Individuals had “discovered themselves” and they liked this new freedom. They looked to counselors and educators to help with their personal growth. Many critics responded to this new approach quite negatively, calling it mere self-centeredness.

The growth of size, scale, trade, complexity, science, process, dynamics, technology, computers, finance, capitalism, business, machinery, industrialization, urbanization, law, and transportation in the 20th century greatly elevated the role of “instrumental reason”. The technical control of nature. New production methods. Cost/benefit ratios. Scientific finance. Optimization. Operations research. New technologies. Processes. Systems. Re-engineering. Social sciences. Experimental psychology. Communications. Every dimension of life can be rationalized and improved. 

The scientific, urban and industrial revolutions were met by the Romantic reaction in the 19th century. Nationalism, art, music, nature, anthropology, modern poetry and literature, history, culture, language, and customs. Hegel, Marx, Freud and Jung. Methodist, Baptist and Pentecostal religious options. In the 18th century Kant asserted that man must be an end, not merely a means to an end. Humanity reacted strongly against the threats to its inherent human dignity.

Like many philosophers and social critics since 1850, Taylor worries that the market, bureaucracy and technology will become dominant over human and moral dimensions. The methodologies are highly effective and widely applied. They are continually improved. The market and bureaucracy have direct political power and influence. Mostly, Taylor worries that the ubiquitous use of these tools elevates them to become the ENDs of society. Cost/benefit. Optimized processes. GDP. GDP growth. Scientific progress. New patents. Life expectancies. Controlled risks. Optimum portfolios. He also worries that only quantitative factors that fit into the formulas will matter. Morality has to work very hard to even be considered in this world.

The widespread use of instrumental reason in markets and bureaucracies leads to a limited range of choices for individuals, employees, bureaucrats, politicians and voters. Most people can only think in terms of rational control of inputs to produce outputs. The consideration of the most valuable outputs is undermined. The scale of the political process undermines the incentives for participation. The “individualist” mindset removes citizens from political participation. Instrumental reason demonstrates effective “cause and effect”, but political participation does not produce such direct returns. Individuals lose faith in the political process. 

II. The Inarticulate Debate

In 1991, without any public debate, we now live in a world that prioritizes each individual’s search for his own unique inner purpose, meaning, ends, talents, insights, creativity, feelings, intuition, identity, possibilities, strengths, and opportunities.

Each person should be true to themselves. Per Maslow they should aim for self-actualization. This is a subjective world. Each person is empowered to pursue their own goals. Others must not interfere with this choice. Tolerance is elevated to a very important social value. 

Social scientists explain the increased individualism as part of economic, scientific, urban and industrial changes. They avoid moral discussions.

Taylor wants to elevate moral considerations. What does a radical individualism mean for morality? Is moral subjectivism valid, in any way? Can the individual be moral apart from his relations with individuals? Can the individual be moral apart from his relations with society? Truly radical individualism cannot be moral in Taylor’s view. The individual cannot make significant others merely tools, nor can he ignore the moral preferences of others.

Is moral relativism consistent with other values? Taylor says “no”. Choose any basis for a moral world view. Relativism cannot be supported. 

III. Sources of Authenticity

Rousseau is most important. The individual is inherently good. He is altered by society. He has an opportunity to become aware of the influences of society and overcome them. This is the extreme, utopian, positive individualistic view. The individual makes choices without regard to any external influence. The individual guards against the influence of external factors. 

Descartes assumed away everything except disengaged reason. No body. No society. No feelings. No actions. No relationships. No history. No art. No future. Hobbes and Locke created a world in which the individual rationally participates in the political. 

Taylor notes that the “inward turn” is not inherently solipsistic. St. Augustine described his internal turn which resulted in a connection with God and the eternal. 

Herder emphasized the original or unique dimension of each individual. 

IV. Inescapable Horizons

Taylor applies the usual logic against pure subjectivity, relativism and tolerance. You can have no true moral view unless you prioritize one view versus another or one set of values versus another. The pursuit of individual meaning and authenticity does not require that all final, considered moral views are equal. The individual’s moral views are inescapably influenced or determined by the views of others. We cannot develop moral views in isolation, we must have dialogues with others. 

There is a logical fallacy widely used. Choice is good. Diversity is good. Difference is good. Each option is good. These are merely assertions. They do not follow from any logical or values-based structure.

The individual’s process of discovery, creation and choosing is raised up to become a self-evident axiom of highest value. Taylor argues it is not self-evident and is not clearly supported by some other set of values. He says that it “could be” a highly valued part of life, but that position must be supported by some values that are defined outside the self, by the community or significant others or religion or philosophy, all outside of the narrow self.

V. The Need for Recognition

In this world of “finding yourself”, the individual also looks to others for validation and confirmation that their discovery, results, values, roles and identity are “good”. The individual cannot confirm his own journey or results but must turn to others. Self-discovery may be a highly valued good in our society, but it must be based upon something other than the self alone. The individual claims that universal human dignity supports his call for respect and affirmation. The postmodernists apply this logic to oppressed minority groups as well, claiming that they must be recognized.

Taylor dismisses the completely self-centered approach to self-discovery that rejects any need for external links to others, community, nature or God as logically incoherent. Just as Kant said that humans must be ends and not merely means, Taylor argues that external entities must also be ends and not merely instrumental means for the self.

Taylor identifies two ethical standards that are often asserted by promoters of personal growth. Each person has a right to pursue their own journey, so there is a need to limit that journey so as to not infringe upon the journeys of others. Intimate relationships are required to pursue an in-depth exploration of an individual’s inner self, capacity, resources, feelings and potential. Hence, respect for significant others is required.

Taylor returns to the “choice creates value” and “difference creates value” assertions. Some proponents of individualism argue that the fact that different people choose different “ways of being” directly makes them valuable and worthy of respect, reinforcing a universal tolerance. Taylor reminds the reader that there is no logical support for this view. Similar, some argue that men and women are equal or sexual orientations are equal because they are freely chosen. Taylor rejects this and requires that the argument return to a logical or moral basis for support. 

He extensively quotes Gail Sheehy’s “Passages” to illustrate the extreme individualistic view, “You can’t take everything with you when you leave on the midlife journey. You are moving away. Away from institutional claims and other people’s agenda. Away from external valuations and accreditations. You are moving out of the roles and into the self … For each of us there is the opportunity to emerge reborn, authentically unique, with an enlarged capacity to love ourselves and embrace others … The delights of self-discovery are always available.”

VI. The Slide to Subjectivism

Taylor admits that many pursue the narcissistic version of extreme individualism directly. They don’t need to rationalize or justify it. Self-fulfilment is a self-evident moral and ethical ideal for them. Once this version of “the good life” is seen, some will adopt it as is. This worldview makes life straightforward, no need to balance the self and others or the self and community or the self and pesky demands of external moral standards.

The more extreme versions are also promoted by social situations. The individualistic culture has many threads. The market and consumerism are individual oriented. Large organizations prioritize instrumental reasoning to reach individual goals. A market economy emphasizes transactions and contracts between individuals. Many religions have individualistic perspectives today. Science, technology and instrumental reasoning focus on spare logic and atomistic views rather than organic, natural, process, dynamic and artistic ones. Individualists treat community, friendship and religious connections as instruments of their world rather than more complex, transforming, multiway relationships. Mobility undercuts personal ties. Urban living promotes impersonal interactions. One can live a very individualistic life today.

Postmodernism, the descendant of Nietzsche, seeks to undermine or deconstruct all objective values or categories as mere tools of entrenched power groups. All values are merely created as tools. Why not create “freedom” as the main value and enjoy your role as the superman; creator of values, language and life? 

Taylor emphasizes the mixture of the Romantics and Nietzsche in the emergence of the self-creating artist as hero in the last century. This runs in parallel with the authenticity of personal self-discovery. Each person is unique. They pursue their special gifts through creativity and artistic production, experimentation, action and discovery. They do not imitate nature or copy existing models but create new languages, viewpoints, art, relationships, pottery, feelings, experiences, music, drama, travel, sport, etc. Expressive individualism is well described. Taylor supports this creative process, its outputs and the expansion of human capabilities.

He doesn’t support postmodernism when it only emphasizes the creative process but ignores any ties to moral values or philosophy based outside of the self alone. He disputes the need for the creative individual to automatically reject and fight against all existing forms of morality held by others or communities. He insists that the creative individual must be in dialogue with significant others and society in order to provide meaning and goals for the journey and to validate the journey. Taylor rejects the totally isolated individual model.

Taylor recognizes that the aesthetic perspective offers its own truth, beauty and satisfaction separate from the moral perspective. He sees this too as another opportunity for modern man to live an enriched life. He accepts that some individuals may prioritize the aesthetic perspective above the moral perspective but does not recommend it. He notes that authenticity is often proclaimed as its own goal by fiat or assumption. It is alleged to be a self-evident truth, goal and value not requiring a moral foundation, just like beauty. Authenticity and art become intertwined as forms of self-expression.

Taylor ends this chapter noting that an individual who truly buys into self-expression and self-creation can find a form of meaning and satisfaction in the journey and the sense of freedom and power which it provides. His complaint is that it logically cannot be isolated from other people and morality. When this is done there is no meaning remaining. There is only the self, an atom among an infinite and cold universe. The individual makes choice after choice after choice, but the choices have no meaning. The world becomes flat.

VII. The Struggle Continues

Taylor notes that critics such as Bloom, Bell and Lasch are correct to attack the extreme forms of egotistical self-fulfillment. He argues that attacking the overall expansion of individual self-exploration and growth is counterproductive. There can be no logically coherent merely individualistic philosophy. It must link to other individuals and some moral principles. The individualist genie cannot be put back in the bottle. Society as a whole, especially its thought leaders, must find a way to ensure that this connection of the individual to the community and logic occurs.

Taylor asserts that everyone, even the critics, must acknowledge that we live in a world where self-development, human potential and fulfilment are accepted goals and practices with value to individuals and society. The exact forms are not perfectly developed, but very few people are going to reject this approach to life.

He more positively notes that this path of development does provide opportunities for self-development and for social contributions. Individuals are encouraged to explore, create and live a fuller life. In an ironic way, the truly authentic journey requires greatly increased self-responsibility and self-control. The opportunities are so great. The responsibility to make wise choices, to interact with others, to consider moral frameworks, to link the individual and community, to combine freedom with commitment, to balance the claims on life is higher in a self-aware modern life.

The upside potential is great. The downside risk of a simple egoism is great. The tension between the higher and lower versions of this new path of life is great. Taylor argues that we are stuck with this situation, should not by gloomy, but should work to define the tensions, guide and encourage individuals on the high road.

VIII. Subtler Languages

Taylor returns to the journey of personal self-discovery and creation in parallel with the journey of the modern artist. The modern artist by 1800 had lost the common background of known and assumed literature, religion, culture and society. The artist was tasked with developing their own language, background, symbols, characters, plots and conclusions. The artist could not rely upon the reader, listener or observer to share a common understanding of the artistic background. The artist was forced to rely upon his own vision and experience, and then communicate that in precise ways so that the content and feeling would resonate with the consumer. This changed art into a very individual to individual format. The subject matter also often focused on the individual, BUT not necessarily so. Much great art continues to be about nature, the universe, community, the relation of the individual to others or the community.

The same contrast applies to the authentic journey of self-discovery. The manner of the journey is clearly subjective revolving around the individual. BUT the individual can find his relation to the community, nature, eternity, God, a larger order, neighbors, science, history, family, etc. The individual can find that the most important lessons are only secondarily about the self.

IX. An Iron Cage?

Taylor argues that instrumental reason/technology can be viewed as above. There is a long history of technology, science, economics and bureaucratic forms growing more complex, effective and controlling. They are supported because they work. The risk is that they replace the end goals of individuals, firms and society. Application of the decision-making forms becomes the end goal because they are, well, so efficient and effective. What other goal could there be?

Economic rationality, markets and bureaucracies, science and technology have become second nature, a background assumption in modern society. Individuals use their methods each day. This familiarity shapes our thinking in all realms. Yet, there has been a gut-level suspicion and opposition throughout the last 500 years. Analog, superstitious, grounded, habitual, traditional, organized, historical, religious creatures have resisted the creation of abstract forces that replace their familiar ways. The Luddites, Marxists, Utopian Socialists, Farmer-Labor party, romantics, science fiction writers and greens have all opposed the unchecked advance of technology.

Taylor outlines the extensive influence of instrumental reasoning as a background assumption in our society. He encourages us to look at the underlying moral frameworks that have supported technological progress and to consider this reasoning as merely a tool. He notes that disembodied reasoning in mathematics and computers is given a privileged place in our thinking but there is no good case for this view which was really just assumed one day by Rene Descartes.

“This is grounded in a moral ideal, that of a self-responsible, self-controlling reasoning. There is an idea of rationality here, which is at the same time an idea of freedom, of autonomous, self-generating thought”. Technology can be placed within the context of other moral principles such as benevolence and caring. The application of instrumental reasoning impacts real flesh and blood people, so this moral context matters.

X. Against Fragmentation

Radical individualism and dominating technology both threaten well-functioning democracies. The first simply ignores the need for community and political participation. The second makes impersonal forces appear so strong as to make political participation irrational. There is a vicious/virtuous cycle dimension. Lower participation results in worse results … More effective participation results in better results …

Finding a more effective middle ground of improved self-responsibility can help the individual, the community and politics. Finding a more effective middle ground regarding the unwarranted expansion of technology can help to re-establish moral and political principles as drivers of political debate and results. Taylor calls for a balance among the 5 competing areas of markets, government, social welfare, individual rights and democratic effectiveness. He argues that this is more effectively done at smaller scales, so decentralization is a key tool. He notes that success at any level can help to improve politics at other levels. Taylor is concerned that social trends can overwhelm institutions. Yet, he believes that intellectuals can help to clarify the role of ideas in shaping politics and culture. Better ideas can compete against simplistic models and slogans that don’t work for society. There is an unavoidable tension, a give and take, in society and politics. We have the ability to shape these debates for the common good.

Morality (2020) Jonathan Sacks

This is a valuable book for assessing the current state of the American and Western European communities.  Rabbi Sacks provides historical context of the ideas that have led to an “I” focused culture, outlines the symptoms of a weakened “We” culture, and provides some insights as to what can be done.  He combines a politically and economically moderate view with a conservative social perspective.  I’ve rearranged the chapters to make the summary flow better.

Introduction

The 1990 “end of history” celebrating the victory of mixed economy capitalism and liberal democracy was an illusion.  Societies are based on a 3-legged stool of economic, political, and moral systems.  The West’s moral system has been threatened by individualism since the Reformation and Enlightenment, but the threats accelerated and started to really bite with changes in the 1960’s.  Political systems, social results, income inequality and fundamental rights of free speech, liberty and freedom are threatened today by this deterioration.

Morality: “concern for the welfare of others, an active commitment to justice and compassion, a willingness to ask not just what is good for me but what is good for ‘all of us together’.”  Inner voice, conscience, superego, custom and tradition, natural law, religion.  “To be a member of a society was to be socialized, to internalize the norms of those around you, to act for the good of others, not just yourself.”  Morality makes politics, economics and communities work by emphasizing trust and persuasion instead of transactions and political power.  As social norms are internalized, transaction costs are minimized. 

“A FREE SOCIETY is a moral achievement.”  Liberal democratic systems depend upon moral citizens.  “If we care for the future of democracy, we must recover that sense of shared morality that binds us to one another in a bond of mutual compassion and care.  There is no liberty without morality, no freedom without responsibility, no viable “I” without the sustaining ‘We’.”

Sacks argues that the movement from “We” to “I” was driven by five factors.  The intellectual appeal of existentialism and emotivism that reject an objective moral order and rely instead upon subjective individual choices.  Social exhaustion after the Great Depression and 2 world wars leading to the postwar counterculture, sexual revolution and therapeutic society focused on self-actualizing individuals alone.  The “liberal” political decision to exclude morality, religion and social norms from legitimate political debate and laws, emphasizing only rights.  The Reagan/Thatcher political/economic victory which limits state influence on the economy.  Technological changes which undercut “face to face” interactions.

The social results reflect Durkheim’s concept of “anomie”: rootlessness, anxiety, uncertainty, and fear.  Loss of social capital, breakdown of family and marriage, loss of trust in institutions, increased crime and drug usage and lower trust and civility.  In a Western world with much higher real economic standards, individual happiness and confidence have not grown.

The loss of morality and trust has undercut political processes and people.  Inequality, conflicting values, privileged elites, and poor government results have led to populist demands from left and right for strong leaders to “solve the problem”.  The weakening of society level groups and growth of minority groups (and reactive native majority groups) and immigration have increased the focus on identity politics, polarizing and coarsening political debates.  The loss of objective moral, scientific and communications standards has encouraged a post-truth political environment. 

Income and wealth inequality continue to increase in a global economic system.  With the loss of moral pressures and Milton Friedman’s view that business should only optimize profits, not address social, environmental, and other stakeholder goals, many firms have truly pursued maximum wealth without considering any other factors, relying on the government and society to underwrite their inevitable losses.

Many universities and other leading institutions have embraced postmodernism’s assertions that everything is about power and that the only moral choice is to support the exploited minority groups and oppose the powerful elites.  Freedom of speech, religion, assembly, and press are merely tools of the powerful and can/should be overthrown in this view.  Individuals fear expressing themselves in this intolerant atmosphere. 

Sacks emphasizes the intellectual confusion of “outsourcing” which can deliver benefits for the economy and perhaps the political sector, but which does not apply to the moral, community, society dimension.  The market economy offers many choices and implicitly encourages individuals to believe that they “ought” to be able to choose whatever they wish, while moral choices involve trade-offs and sometimes absolute goods and bads.  The political sector is tasked with the “outsourced” consequences of bad individual, economic and political choices.  It must regulate, insure, and provide services.  Morality cannot be outsourced to the state, elites, religious leaders, social media influencers or other groups of “pet sitters”, “athletic trainers” or “management coaches”.  It requires the “hands-on” involvement of all citizens. 

He argues that these moral issues, risks, costs, and opportunities are becoming clearer to leaders and citizens.  Younger citizens and language usage show an increased interest in morality.  Human and natural systems can repair and improve themselves. 

‘5. From “We” to “I”

Sacks outlines the “intellectual” history that has led to an overemphasis on “I” and the loss of “We”.  Early steps in Greek philosophy and the Bible included increased roles for individuals.  The Italian Renaissance saw greater personal self-awareness.  Luther focused on the individual’s direct encounter with God, unmediated by the Church.  The “absolute individual” was now considered completely outside of his social roles.  The radical skeptic Rene Descartes re-established independent philosophy based on the individual and his doubts alone.  “I think; therefore, I am” contrasted with God’s answer to Moses that “I am that I am”.  Hobbes and other social contract theorists based a legitimate government on freely choosing citizens.  Kant elevated individual reason as the basis for philosophy and serves as a transitional figure.  He focused on universality, humans as ends, the golden rule, intentions, and the mind/soul but he too began with the individual and his choices rather than society, God, community, revelation, or history. 

Unlike many modern commentators, Sacks skips over Jean-Jacques Rousseau and his “natural man is good” approach to government, education, and morality.  He next highlights Kierkegaard’s contrast between the “aesthetic” life of the senses and the ethical life of righteousness and duty.  There is no obvious basis for choosing either option, so the individual must make a “leap of faith” to embrace one or the other.  Nietzsche continues the existentialist investigation of options and proclaims that “God is Dead”, biblical religion is “slave morality”, the best men need to recover their superpowers and choose their own morality, decisions, and actions, irrespective of the consequences for society.  Then and now, very few really embrace Nietzsche’s extreme position, but it opened the door to considering a life based on individual choice, a romantic/nationalist perspective and a fully subjective morality, language, and power as described by some existentialists and many postmodernists.  The self-aware person knows that his existence and experience are more real than any socially imposed rules or universal, ideal concepts and can either accept the external constraints in “bad faith” or face the challenges of “existence” bravely.  Not a superman but a vaguely heroic honest man.  The American option termed “emotivism” shares the subjective, feelings-based nature of individual choices.  Authenticity or expressive individualism become the supreme virtues.   The self-aware individual is everything.

Sacks shares that everyone’s favorite observer of early America, Alexis de Tocqueville, worried in 1830 that the fledgling country could be harmed by “individualism”, “a feeling which disposes each citizen to isolate himself from the mass of his fellows so that, having created a small company for its use, he willingly leaves society at large to itself”.   He ends with sociologist Emile Durkheim’s 1890 emphasis on anomie, where a loss of a shared code can destroy society through suicide, deviancy, crime, and disengagement.  “Anomie, it seems to me, aptly describes the state we inhabit today: a world of relativism, nonjudgmentalism, subjectivity, autonomy, individual rights and self-esteem … An individualistic universe may be free, but it is fraught with loneliness, isolation, vulnerability, and nihilism, a prevailing sense of the ultimate meaninglessness of life … Human society has evolved to a stage where the rights of the individual, particularly those with wealth, power, and status, supersede all other rights and responsibilities.”

‘9. Identity Politics

The author outlines a history of swings between individualism and “groupishness” as context for explaining and rejecting modern identity politics.  We are social animals, emotionally invested in our individual and group identities, illustrated by our passion for sports teams.  The individual chooses which group identities to wear or is given them in the postmodernist view.  This attachment can form the basis for a moral community.  Group loyalty is a powerful force, binding individuals to the group and committing them against conflicting “others”.  Historically, religion, ethnicity, nation, class, income, and education/trade have all competed for group attention. 

Although they were named only in the second half of the 20th century, identity and identity politics have long histories.  “I am a Greek”, “I am a Roman”, “I am a Christian”, “I am a British citizen” make the point.  Religion was the leading identity for most of the last 2,000 years in the West, with social, political, and economic roles bound into a single system.  The protracted European religious wars made a simple return to the “ancient regime” impossible.   The Enlightenment thinkers elevated rationalism and individualism to create a universalist viewpoint that tried to downplay specific group identities.  Newton provided universal science.  The social contract theorists offered universal political systems and principles.  Descartes, Montaigne, and Kant offered universal philosophies.

These ideas changed the world and then generated a backlash.  Too universal, too timeless, too abstract, too mechanical, too technical, too legal, too commercial, too heartless, too static, too disruptive, too progressive, too …  Moving from an integrated social, religious, political, and economic system to something altogether different created pushback.  Haidt’s WEIRD versus traditional societies is at the heart of these difficulties.  Certainty is slowly eroded with more new ideas, religious denominations, political models, industries, trade, professions, science, technology, and transportation.  This is discomforting, even for the “winners”.  Sacks describes this rational Age as noble, utopian, and unsustainable.

We then get the Counter-Enlightenment, Romanticism, irrational forces, and new shades of religion.  Nationalism becomes a newly attractive group identity, combining language, culture, geography, tradition, practically lived experience and history.  Race becomes more important due to global experiences, colonialism, the end of slavery, geology, biology, social Darwinism, anthropology, and psychology.  The scientific study of man leads to eugenics and Naziism.  Economic class is raised up by Marx in his “scientific” and historic studies of man leading to communist regimes.  “All three movements offered a strong sense of belonging in place of the abstract, identity-less, human-being-as-such that was the human person as understood by eighteenth-century rationalism …  In place of the universal came a new sense of the particular …  thinkers started to focus on what makes us different.”  This pursuit of group identity had terrible consequences in the 20th century.

In the postwar era, we have swung back towards the individual.  As described above, there was a long-term preparation for making the individual the sole focus of life, leaving behind the community, moral and cultural perspective.  Science supplanted religion leading to a Secular Age, where the default worldview is mechanical and “this worldly”.  The accumulated influence of the existentialist, pragmatist, analytical, skeptical, and postmodern schools of philosophy shaped the intellectual class to neglect religion, morality, and community.  The Romantic Age, underpinned by Rousseau’s good person and supporting the creative artist as a model reinforced the individualistic tendencies even as it tried to define an organic alternative.  The failures of nation, race and class worked against any “new” community approach.  The success of religions, national patriotism, economic development, liberal democracy and professional and not for profit communities did not have a strong “public relations” department compared with the promises of their modern competitors.

Sacks criticizes the re-grounding of “liberal” democracies on the “thin” morality of Locke, “built on the premise of the individual as the bearer of rights, and of autonomy as the supreme value of the social order …  key theoreticians were … John Rawls and Robert Nozick …  Essentially, you could do anything you liked so long as it was legal, fair, and involved no harm to others.”  He notes that communitarians like MacIntyre, Sandel, Walzer, Taylor, and Bellah provided alternatives. 

Within this extreme version of “classic liberal democracy”, political groups and society were asked to be “tolerant” and not impose their views.  Multiculturalism arose, especially in Europe, emphasizing differences and reducing the commitment to integrate new groups into national and local societies.  Together with the “contemporary left” and postmodernism’s emphasis on oppressed minorities, modern identity politics was born.  This is a new group identity, oriented towards the group rather than the individual.  It encourages very strong group loyalty.  Like Marxism, it believes in the eventual victory of the collection of oppressed groups.

Sacks like none of this.  “There is a real danger here of the splitting of society into self-segregating, noncommunicating ghettos.  One of its axioms is that ‘only a member of my group can understand my pain’ …Over three hundred years the West has, with some success, developed an ethic of tolerance and respect for difference, and in a liberal society the prejudice and discrimination that undoubtedly still exist are to be fought wherever they occur …  This reaction …  will end in tragedy.  It turns difference into exclusion and suspicion.  It builds walls, not bridges … It encourages a mindset of victimhood and oppression.  It abandons the idea of the common ground and the common good.”

Community leader Sacks shares his experience with ecumenical groups to promote national British community while maintaining their distinctive approaches.  He encourages us to be laser focused on the potentially cooperative, win-win society in contrast with the state where competitive power politics is unavoidable.  He contrasts (good) patriotism with (bad) nationalism.  He quotes Orwell’s definition of patriotism, “devotion to a particular place and a particular way of life which one believes to be the best in the world but has no wish to force on other people.”  Without a shared moral community, the political and economic dimensions will fail.

’11. Post-truth

Nietzsche “set the table” back in 1870 on this issue.  “When people gave up their faith in religion, it would not be religion alone that they would lose.  They would lose morality, and with it a concern for truth, and then even science would lose its authority.”  Nietzsche – “Nothing is needed more than truth, and in relation to it, everything else has only second-rate value”.  People have always considered truth versus self-interest.    If there is no objective truth, religious dogma, or social conventions, why bother with truth? 

“The hermeneutics of suspicion” plays a role here.  Language is used as a tool by the powerful to deceive.  Always look for the real meaning.  Applied radical skepticism.  Marx blamed the capitalists.  Nietzsche saw a conspiracy among the weak.  Freud blamed subconscious drives.  The postmodernists formalized this to blame the power controlling elites.  Political, economic, and social systems conspire through their institutions, structures, language, and norms to preserve the standing of the elites.  Objective truth, religion, morality, science, and religion are just clever tools of oppression.  Global cultural awareness, a diversity of religions, scientific changes, the philosophy of science, the philosophy of religion, political tolerance, social tolerance, literary and artistic interpretations, revisionist history, geological and biological history and Einstein’s relativity all contribute to the general cultural skepticism about objective truth.

Modern social media and the internet have now provided the facts and interpretations “at a glance” to reinforce this idea of subjective truth.  “Without truth, no trust; without trust, no society.”

’17. Human Dignity

The ancient Greeks defined and honored human dignity in various ways: heroes, truth and wisdom loving philosophers or simply as qualitatively superior to the animals.  The Hebrew Bible describes a God who creates man in his own image for the purpose of living a moral life.  Man is given “free choice” and this freedom defines his life, politics, family, community and theology.  “We have dignity because we can choose.  Dignity is inseparable from morality and our role as choosing, responsible, moral agents.”  Kant agrees that mankind, in as much as it can make moral choices, has earned its dignity.  Human dignity played a large role in Western societies for two millenia.

Yet, once again, man’s intellectual progress poses a threat to our moral civilization.  This is mainly the story of “science versus religion” in the popular imagination.  Copernicus removed man and earth from the center of the universe.  Newton’s physical laws removed the “need” for God’s continuous support, even though Newton thought it was still required.  Modern geology expanded time to make 2,000 years just a “flash” of time.  Spinoza argued that as physical beings we are subject to the laws of the physical world and not free, after all.  Marx claimed we are determined by economic laws of production at the Hegelian level of history.  Freud claimed we are driven by subconscious drives and without true choice.  Darwin made man an animal, like any other and established a mindless, probabilistic motor for history.  Neo-Darwinians outlined how altruism too is just part of genetic natural selection.  At a popular level, each of the pillars supporting human dignity, man as something special, was undermined.  Human dignity is merely an illusion.

The author takes a few shots at the “science alone” worldview.  Man in small space and time does not eliminate dignity, free will, choice, freedom, or religion.  No evidence or logic forces us to embrace the skeptical worldviews, which are also based upon uncertain foundations.  Science is incapable of addressing humanity’s imagination, conceptualization, deep communication, cooperation, feelings, love, awe, appreciation and creation of beauty.  Science cannot evaluate the critical role of cultural limits in the form of “thou shalt not”, sacredness, justice, and judges.  Science assumes away human freedom with its assumption that causality shapes everything.

In the 500 years since the Italian Renaissance, man has done tremendous things intellectually, scientifically, technically, politically, economically, and socially.  Human rights and human dignity are embedded in our modern political constitutions.  The “special individual” view of the world has driven a dozen modern philosophical outlooks that shape our world.  However, the radical “science only” view of the world has a strong hold on the modern imagination leading to Charles Taylor’s Secular Age where we all naturally start with the assumption or worldview that excludes the transcendent dimension in all of life.

Sacks rejects the modern neuroscientists who claim that “free will” is an illusion and criticizes the “total freedom” view of the expressive individualism crowd.  He argues that the “just right” middle view of man as a moral animal best describes our situation.  We have self-consciousness.  We can see the world as an impartial observer outside of our own personal perspective.  We are aware of our own drives and desires but can override them to some extent.  We have a sense of responsibility for our thoughts and deeds.  We have immortal longings.  We reach for the transcendent.  We have religious experiences.  We are essentially moral agents.

’19. Why Morality?

“A society of individualists is unsustainable.  We are built for cooperation, not just competition.  In the end, with the market and state but no substantive society to link us to our fellow citizens in the bonds of collective responsibility, trust and truth erode, economics becomes inequitable, and politics becomes unbearable.”

In 1831 Alexis de Tocqueville visited America to check on its progress as a democratic society.  He learned that the separation of church and state had unexpectedly created robust churches despite its lack of government support and that these churches thrived in their social role of supporting families, local communities, providing education and services.  Despite its support by the citizens, the churches and their pastors played minimal roles in politics.  He also noted the country’s propensity for creating associations for addressing problems and opportunities aside from the market or government.  Hence, the society dimension was very strong alongside the “rugged individualists”.  Competition and cooperation both played important roles.

In 1831 Charles Darwin wrestled with one of the inconsistencies in his theory of natural selection.  Human societies everywhere exhibited altruism.  Altruistic individuals should not exist under a “survival of the fittest” model.  Darwin suggested that “group selection” could explain the development and preservation of altruistic behavior.  A group of loyal, supportive, cooperative members might outperform one composed of only selfish individuals.  Cooperation can play an important role in a competitive process.

Subsequent research indicates that altruism has developed in 3 waves.  First, various animal groups exhibit “kin selection” where close relative cooperation delivers more descendants.  Group selection in human groups is based on the ability to establish trust.  Game theory demonstrates that repeated opportunities to support a teammate can be enforced without a major free rider problem when individuals use the “trust but retaliate” “tit for tat” strategy.  Humans had the communications, thinking and memory abilities to be more effective in cooperative small groups as large as 100-150 members.

On a larger scale, the “one on one” cooperation strategy breaks down.  The incentive to cheat and free ride without being caught and punished rises.  Trust between group members is disrupted.  Cultural group level selection employs other tools to enforce group discipline: myths, rituals, sacred times and places, temples, and priests.  Early religious communities were able to bind groups together for their common advantage.  Monotheistic religions further emphasized the role of the community in preserving order and avoiding chaos or disaster. 

Human societies are highly experienced in employing competition and cooperation in their proper roles.  Cooperation, trust, loyalty, and morality are mutually reinforcing in civil society.  They provide the basis for effective economic and political institutions.  Sacks again criticizes the “liberal” shift in the 1960’s to rely solely upon a “thin” morality of a political system based upon safeguarding individual rights and showing tolerance.  “Something that had never been managed successfully before: namely, sustaining a society not held together by certain predominant ideas, not bound by a shared moral code, not committed to substantive ethical ideas held in common.  How can there be a society in the absence of anything to bind its members in shared moral belief?”

’21. Religion

The author quotes Washington, de Tocqueville, Kennedy, and Durant on the need for morality as the basis of society and its economic and political institutions.  Religious belief and participation are falling in the West generation by generation.  Community and morality can be supported by kin selection, reciprocal altruism, human empathy, and familiarity with the “Golden Rule”, but this is insufficient on a large scale due to the “free rider” problem.  There is an incentive to act out of self-interest and fake participation in society.

Sacks covers again the widespread emergence of formal religious groups in human history using rituals, priests, temples, calendars, and myths to bind individuals to the group.  The fear of disorder plays a role.  The search for meaning plays a role.  The fear of punishment from an all-knowing God plays a role.  When “everyone else is doing it”, cultural norms become an unspoken background.  The most effective religious societies enjoyed the best results taking advantage of cooperation, reducing inner conflicts, and defending the group against nature and enemies.

Monotheism consecrated the social structure and the individual.  In the Abrahamic faiths there is an intimate relationship between God and each individual.  Morality includes justice and love.  These religions expect more than compliance, they require moral performance.  Will and choice are elevated above fixed character and fate.  The moral life is more important than the physical life.  This vote of confidence in the individual’s nature, freedom and choices allows for some flexibility in social choices like the form of government and earthly political decisions.  History allows for progress and regress; it is not determined or inherently cyclical.

This heritage honors history and tradition, but equally honors debate, pesky prophets, and the separation of earthly powers.  Combined, many argue that this “paved the way” for our modern individual based liberal democracy and mixed capitalist systems.  Religion effectively creates community within the church and by building habits in practicing members, also in adjacent and broader communities.  Sacks highlights additional research that focuses on the practical effect that religions or surveillance states have when individuals believe they are being watched and will be punished for bad behavior.  Religion provides a longer-term perspective that is required for making some political decisions such as those about climate change.

“Religion … builds communities.  It aids law-abidingness.  And it helps us to think long term.  Most simply, the religious mindset awakens us to transcendence.  It redeems our solitude.”

‘1. Loneliness

“Morality, at its core, is about strengthening the bonds between us, helping others, engaging in reciprocal altruism, and understanding the demands of group loyalty, which are the price of group belonging.”  “Marriage, parenthood, membership in a community, or citizenship in a nation” all require this moral commitment by the individual to make a binding covenant with the group.  There is a strong transactional commitment, but much more.  The individual adopts the group perspective, seeks the good of the group and is personally transformed into a new “I” by the experience.  The gain in the “I” perspective and the loss of the “We” perspective has had a negative synergy effect.  “We” experience makes more “We” interaction easier.  Its absence makes any “We” engagement more difficult. 

The change in perspective can be measured and its negative impacts clearly seen.  Language studies document the shift.  Analysts such as Robert Putnam in Bowling Alone document the large reduction in community participation of all kinds, the reduced rate and success of marriages and the loss of shared family life.  These changes make organizations and institutions less effective.  They reduce trust in institutions and other people.  Fewer and less positive group experiences reduce the incentive to invest in other group experiences.  Once again, there is a negative “ripple effect”.

“So, individualism comes at a high cost: the breakdown of marriage, the fragility of families, the strength of communities, the sense of the identity that comes with both of these things, and the equally important sense that we are part of something that preceded us and will continue long after we are no longer here.”

Collectively this leads to physical and social isolation, loneliness, and anxiety.  Relationships become increasingly transactional, we expect less from others, we give less in return, Martin Buber’s I-Thou framework is lost.  The data confirms these results.  Individuals feel more alone, have fewer friends, trust less and worry more.  This loneliness shows up in measures of suicide, alcoholism, drug abuse and longevity.

Groups were first formed to share food, defend against enemies, and perform as groups.  As the moral sense declines and mutual responsibility is experienced less often, groups become less effective.  Historically, strong groups have been a mutual insurance policy against the risks of life.  In a complex and challenging world, many groups are less effective in this role.

“One significant contribution of religion today is that it preserves what society as a whole has begun to lose:  that strong sense of being there for one another, of being ready to exercise mutual aid, to help people in need, to comfort the distressed and bereaved, to welcome the lonely, to share in other people’s sadnesses and celebrations”.

“We can do things that our ancestors could hardly dream, but what they found simple we find extremely hard.  Getting married.  Staying married.  Being part of a community.  Having a strong sense of identity.  Feeling continuity with the past before we were born and the future after we are no longer here.”

‘2. The Limits of Self-Help

Morality turns us outward.  “The pursuit of the right and the good is not about the self but about the process of unselfing, of seeing the world for what it is, not for what we feel or fear it to be and responding to it appropriately.  Morality is precisely un-self-help.  It is about strengthening our relationships with others, responding to their needs, listening to them, not insisting they listen to us, and about being open to others.”  Humans are given the ability to do second-order evaluations, stepping outside and viewing themselves as an object, considering their own thoughts and decisions in a broader framework, choosing which desires to satisfy.  Morality begins with but does not end with the individual.

Morality is based on high quality relationships, not self-awareness or self-esteem.  Personal growth is mostly stimulated by others who support, uplift, listen, advise, counsel, and challenge us.  With high quality relationships we are open to transformation.  Sacks cites literature, management guides, Viktor Frankl, Iris Murdoch, Adam Smith, and Plato in support of his view.  Transformation and growth come from the outside, not from internal contemplation.

Philip Rieff’s 1966 “The Triumph of the Therapeutic” is referenced as one of the first critics of the self-help movement, observing “individuals” aided by therapists as the replacement for religion and pastors.  The individual is capable, almost solely by himself, of managing his life.  Rieff notes that the “therapist-patient” relationship replaced the “individual-community” relationship.  Sacks notes 2 reviews of the self-help literature that concluded that the field has been a failure, delivering narcissism, self-obsession, aggression, materialism, indifference, shallow values, and anti-social attitudes.  He notes that even Abraham Maslow and Carl Rogers eventually questioned self-esteem as a worthy goal to pursue.

Sacks argues that morality, purpose, and the good life are derived from relationships and community.  The individual cannot reverse the sequence and individually pursue self-esteem, self-actualization, and happiness.  They can only be achieved as a byproduct of morally engaging in community and pursuing a calling or vocation.  Achievement can drive self-esteem, but not vice versa.

‘4. The Fragile Family

Rabbi Sacks has strong views in this chapter.  He notes that civilizations have used various family structures but concludes that “The family – man, woman, and child – is not one lifestyle choice among many”.   Humans are one of a few mammal species with children that require years of attention, so “pair bonding” was required for our success.  Families are biologically natural.  In many early human cultures polygamy developed as powerful alpha males leveraged their dominance.  He quotes James Q. Wilson, “in virtually every society into which historians or anthropologists have enquired, one finds people living together on the basis of kinship ties and having responsibility for raising children”.  The Hebrew culture promoted monogamy as every person had been created in the image of God and had an equal right to marriage and children. 

This religion also stressed the love of God and man, man and neighbor, man and stranger, and man and wife.  The relationship was a moral bond, a covenant, something more than reciprocal altruism.  It is described as “faithfulness, fidelity, loyalty, steadfastness, not walking away even when the going gets tough, trusting the other, and honoring the other’s trust in us.”  Sacks notes that the Jewish people have survived due to their faith, family, and community.  Marriage, like faith, is a sacred moral virtue.  He notes Martin Buber’s insight that “truth, beauty, goodness, and life itself do not exist in any one person or entity but in the “between”. 

Marriage provides an opportunity for two equal individuals to be transformed into one and experience transcendence.  This experience helps to further develop moral capabilities.  It provides an opportunity for “bride and groom” love equal to “God and man” love.  It gives individuals an opportunity to frequently think outside of themselves, to give and receive counsel.  It provides an opportunity to manage desire and submit to a higher value.  It gives the opportunity to have children, provide for them, educate them, and raise them within the community, offering an identity and transmitting culture through generations.  “One of the great achievements of the West … the single most humanizing institution in history.” 

Sacks decries the notion of “free love” that began in the 1960’s.  It breaks apart the elements that marriage knits together.  Sex from love.  Love from commitment.  Marriage from having children.  Having children from being responsible for their care.  We see sex without responsibility, fatherhood without commitment, marriage as a mere formality.  The breakdown of the traditional family has been quite significant.  Fewer and later marriages.  More divorces.  More births outside of marriage.  More children living without one or both parents.  The author notes that these trends have stabilized and that research by Robert Putnam in “Our Kids” shows that the top socioeconomic “one-third” of society remains committed to marriage, family, career, religion, and community.  However, the bottom “one-third” has very low rates of marriage and two-parent families and most births without the benefit of married parents.  This lack of investment in children has very negative consequences: poverty, health, security, safety, education, opportunity, mental health, crime, drugs, alcohol abuse, teen pregnancy, etc.  Society invests in mitigating these “social ills”, but marriage and a secure family appear to be a critical base for child development that cannot be replaced by programs.

’10. Time and Consequence

The market, state and society all struggle to balance short-term and long-term costs and benefits.  Each is guilty of overemphasizing short-term effects and ignoring long-term effects.  Investors and financial markets roughly limit time trade-offs through interest rates and security prices even though major mispricing across time is common.  Separation of powers, different legislative roles, young voters, and political party self-interest attempt to inject some balance in politics.  Morality can play the key role in determining social attitudes, norms, and laws.  It is the most critical factor of all.

Morality has historically played a conservative role in slowing social changes.  Religions and conservative political parties emphasize relying on what has worked historically versus what might work or might fail due to the “law of unintended consequences”.  Sacks points to modern chaos theory as proving that deterministic reasoning is incapable of predicting the effects of changes in complex systems like society, so it is best to be very cautious.

Sacks focuses again on the 1960’s when “classic liberal” political leaders chose to prioritize John Stuart Mill’s view that “the only purpose for which our power can be rightfully exercised over any member of the civilized community, against his will, is to prevent harm to others.  His good, either physical or moral, is not a sufficient warrant”.  Political and social leaders also tacitly embraced the expanded use of marijuana and drugs as part of “freedom of choice”.  Sacks points to the economic, individual, spiritual, and societal costs of drug use today as proof that this was a very bad decision.

Sacks criticizes Utilitarianism, allied with classical liberalism’s optimism about rationality, education, and human progress, as being overly simplistic and inadequate for considering individual or public policy choices.  How does utilitarianism manage costs, benefits and consequences that extend through time?  For how long?  How probable?  Intended?  Foreseeable?  He argues that decision makers must accept that they have a limited ability to see the future and should make changes slowly, incrementally and with a concern for if they can be reversed if needed later. 

Sacks is especially critical of modern society’s “rationalistic hubris” and “fatal conceit” when applied to moral norms and institutions.  He argues that society has learned through time that it requires a system of deeply embedded “thou shalt not” rules to offset the weaknesses in human character.  They may be religious, cultural, or secular norms, but they must be widely held, taught, and reinforced.

‘3. Unsocial Media

The author sees the proliferation of electronic communication and social media as a revolution with as large of an impact as the printing press, some good but much very bad.  This seductive technology has captured 7 ½ hours per day of screen time on average.  Individuals become addicted, are seldom fully present, struggle to focus, promote themselves, worry about comparisons with others, become short-term and shallow thinkers, lose sleep, become anxious and depressed, lose trust, have more contacts and fewer friends, and fail to build face to face social and moral skills.

Sacks worries most about the loss of time to build social and moral skills.  He argues that impersonal electronic communication simply cannot substitute for being in the presence of another person, reading their analog verbal and non-verbal communications, listening, valuing them as people, moving back and forth, empathizing, investigating, managing the tone of a conversation, injecting humor, trying seriousness, changing subjects, summarizing, refocusing, doing the human and communications dance.  He references Martin Buber’s “I-thou” relationship and Emmanuel Levinas’ encounter with the face of the other.

“Bonding, friendship, trust, discipleship: these emerge from face-to-face conversation and the subtle clues that accompany it and that shape the contours of human interaction …  Morality is born when I focus on you, not me; when I discover that you, too, have emotions, desires, aspirations, and fears.  I learn this by being present to you and allowing you to be present to me …   [on social media] character is trivialized into personality, ‘likes’ take the place of genuine respect, and the presentation of self takes the place of engagement with others …  Most fundamentally it leaves us morally underdeveloped, addicted to a search for popularity that has little to do with character, virtue, or anything else, and that is the worst possible training for resilience or happiness in the real world of real people and real relationships.” 

’12. Safe Space

Professor Sacks has a very high view of the role of the university.  A moral community of scholars collaborating in the pursuit of truth and managing the intellectual heritage of mankind.  Historically this institution has had its own values, norms, objectives, and practices.  Truth is the goal.  Truth requires a community, free speech, listening, being listened to, considering diverse thoughts, criticism, civility, respect, debate, rational argument, and evidence.

Twentieth century philosophy that denies any type of objective values leads to morality as merely emotional language.  Postmodernism agrees that there is no objective truth other than the domination and oppression of minority groups and the obligation to work against the powerful elites.  There are only “interpretations” of morality, history, language, and institutions.  Universities are not exempt from this analysis and provide an opportunity to actively pursue these ends through political means.  Hence, we get the cancellation of free speech, the ambiguous concept of microaggression, safe spaces versus non-safe spaces and no-platforming to ban threatening speech.

The university migrates from being a social institution in pursuit of truth and morality into a merely market-based trainer and a ground for political action.  Within this context, political activists can leverage grievances, threats, and intimidation to capture the university.  The non-university doesn’t believe in truth, morality, community, or its role as a social institution.  It loses free speech, listening, diversity, interaction, civility, and reasoned argument.  The faculty and institution cannot advance knowledge outside of technical specialties.

Students are deprived of the active learning community that makes them life-time learners and prepared for life’s mental, social, and moral challenges.  Students fail to learn critical thinking and effective psychological skills.  The university becomes part of the polarized political system, actively devoted to pursuit of a single political agenda, and strongly opposed to any other.  Oppressed minorities are praised, while other supposedly “privileged” groups are criticized, shunned, and attacked.  The university becomes an active player in opposing any moral order other than the postmodernist order.

’15. The Return of Public Shaming

Social media has provided an opportunity for individuals who feel that they or their worldview has been wronged to immediately seek redress from perpetrators in the court of public opinion.  In some cases, this has led to low power, status or resource individuals gaining support for their legitimate claims in a manner that was not available before social media times.

In other situations, it has led to “public shaming” of individuals perceived to have offended deeply held moral views of some individual or group.  “Political correctness” has gained an enforcement mechanism.  “The problem with vigilante justice is that it follows no legal norms.  There is no due process”.  It reinforces polarization.  Shaming, like revenge, is a personal response to a perceived threat to the honor of a group. 

Western culture has mostly adopted impersonal responses to offenses through its justice systems.  Religiously, penance and retribution have been used to atone for the offenses.  The individual maintains his moral agency, separated from the sin or the action.  Public shaming is a non-constructive tool of justice.

’16. The Death of Civility

“Loss of shared moral community means that we find it difficult to reason together.  Truth gives way to power … people start defining themselves as victims.  Public shaming takes the place of judicial establishment of guilt.  Civility – especially respect for people who oppose you – begins to die.  The public conversation slowly gives way to a shouting match in which integrity counts for little and noise for much.”

“Civility is more than good manners.  It is a recognition that violent speech leads to violent deeds; that listening respectfully to your opponents is a necessary part of politics in a free society; and that liberal democracy, predicated as it is on the dignity of diversity must keep the peace between contending groups by honoring us all equally in both our diversity and our commonalities … it is an affirmation that the problems of some are the problems of all, that a good society presupposes collective responsibility, that there is a moral dimension to being part of this nation, this people, this place.”

The “team of rivals” was “never less than respectful, they spoke about issues not personalities, and what united them was more than good manners.  It was a conviction they shared about politics: that it exists to reconcile the conflicting desires and aspirations of people within a polity, and to do so without violence, through reasoned and respectful debate. Listening to, while not agreeing with, opposing views, and trying as far as possible to serve the common good.”

The loss of civility is driven by individualism overshadowing community and morality, the internet providing effective tools for consuming only one’s own viewpoints and anonymously attacking others, and the divide between the “somewhere’s” and the “anywhere’s” in a global, competitive, meritocratic society.  There are large differences between the lived experiences, perspectives, and politics of the mostly highly educated, mobile, globally informed professionals and their counterparts who have less education, broad experience, income, opportunities, and options.  Modern politics is adjusting to this underlying change in the human landscape.  The philosophical loss of broad community, shared values and values combined with technologies that help to divide makes addressing these differences in a civil manner a large challenge.

Sacks provides three insights from the Old Testament.  “For there to be justice, all sides must be heard …  all truth on earth represents [one of multiple] perspectives … the alternative to argument is violence.”

‘6. Markets Without Morals

Sacks supports capitalism and global trade, noting that they have raised incomes for all, reduced poverty, engaged staff, encouraged innovation, and knit nations together to oppose war.  Unfortunately, markets do not inherently deliver a “fair” distribution of wealth and income.  They do not self-regulate against “bad actors”.  They promote a materialist, consumerist set of values.  Public morality is required to work against human greed.  He cites the individual corporate failures and fraud at the turn of the century and the broader failure of the banking industry in “outsourcing risk”, ignoring long-term factors, engaging in fraud and self-enrichment leading to the Great Recession.

Adam Smith and other leaders of the Enlightenment assumed a background of shared morality as they developed economic and political institutions to replace those of kings, nobles, and bishops.   The decline of that morality and the social pressures to comply, together with libertarian philosophies that justify focusing on the individual/firm alone rather than all stakeholders, has resulted in firms and individuals pursuing their self-interest using all possible means, including ethical gray areas, short-termism, and outsourcing risk to others. 

The “greed is good” aura of successful business leaders and mass media coverage encourages others to pursue the paths to riches and evaluate their lives and others based upon wealth alone, discounting things like character, honesty, integrity, and service to others.  Once again, the decline in shared morality has negative feedback loops that prioritize the pursuit of wealth and power while undermining morality, character and the common good.

‘7. Consuming Happiness

The Greek and Judeo-Christian traditions ideally emphasized doing good, seeking meaning, and leading the moral life as the route to happiness.  Developing virtues such as nobility, courage, temperance, wisdom, justice, righteousness, harmony, balance, and alignment with God/reality would lead to a transcendent, ongoing, resilient satisfaction.  Pursuing community-based joy in work (calling), family and simple pleasures was a wise and universally available approach.

During the Enlightenment a more direct route to individual happiness was proposed.  The feelings associated with pain and pleasure could be managed to produce happiness in the Utilitarian view.  Although some Greeks had adopted the hedonic (pleasure seeking) philosophy, this was uncommon.

In the last 500 years the West has achieved incredible standards of living, with higher wealth, comfort, security, health, choice, communications, knowledge, entertainment, and leisure.  Yet, once modest standards of living were achieved, happiness did not continue to grow.  Today, it is falling for many teens, and we see “deaths of despair” reducing lifespans.  Unconstrained, humans appear to have no limits to the pleasures they seek from consuming goods, services, and experiences.  They highly value relative wealth and consumption.  Firms use targeted advertising to make sure that consumers are never satisfied.  Individuals flaunt their wealth and consumption.  Consumption provides fleeting rather than lasting satisfaction, so the cycle continues without producing lasting happiness.  An addictive pattern and habits are established.  Moral values are “crowded out”. 

Sacks points to the effective role that an institution like “the Sabbath” can have in setting aside market, consumer values on a repeated basis to allow individuals to engage with moral values and community activity.

‘8. Democracy in Danger

In the West citizens are increasingly unhappy with their political representatives and systems.  Trust, political participation, hope and belief in liberal democracy are down.  The center-left and center-right parties face greater competition from populist parties at both ends of the political spectrum.  Citizens see their representatives as unresponsive, out of touch and ineffective.  Citizens are angry, increasingly willing to give up structural protections to gain results.

Sacks identifies a primary cause for this change as the slow shift from an American-style political system of limited government, individual liberty, inalienable rights, and a strong civil sector of family, community, and associations to a French-style system of centralized government, “the general will”, state provided services and minimal space for civil society to operate.  He points to the 1948 UN Declaration of Human Rights as a transition point where citizens moved from protecting their inalienable rights from government to demanding that government protect their human rights and deliver services.  Both systems highlight “rights and liberty”, but the definitions, philosophies, and priorities are distinct.  The US style is individualistic at its core to limit the state’s role and preserve civil society, community, and morality.  The French style is national/group at its core to guarantee certain individual legal rights and services.

Sacks argues that the American-style system can protect individuals from the state and preserve the community building role of families, churches, and associations at the local level.  He argues that the French model overpromises.  Formally, it promises to only identify the “general will” and deliver relevant protections and services, without “absolute” protections of individual rights.  Individuals have different perceptions of the “general will”, so they are consistently disappointed by the results of politics which invariably do not exactly match their views.  Citizens pay taxes and obey the laws.  They develop a sense of entitlement to the services, programs, regulations, courts, and other state institutions.  The demand for services grows while the willingness to fund programs lags.  The state is an inherently impersonal actor and cannot deliver the local experience of working together to serve neighbors.  Citizens are especially disappointed by the historically dominant moderate parties and turn to others for new and better solutions.

The author is no fan of populist parties which overpromise even more, sometimes addressing specific issues effectively, but being incapable of solving the inherent tension between unrealistic expectations and limited resources.  They tend to become authoritarian, employ communication tricks, remove structural safeguards, buy and sell assets, mortgage the future, start wars, debase the currency, start trade wars, identify and demonize scapegoats, reinvent truth, etc.  The specter of a negative feedback loop destroying civil society and the political system looms.

’13. Two Ways of Arguing

Sacks calls for a “pox on both your houses”, criticizing the woke postmodernist new left and the populist extreme right for failing to participate in the “search for truth” or to recognize their shared interests and humanity.  This chapter is mostly focused on the caustic, one-sided attacks on social media by younger citizens.  He quotes President Obama’s advice to work “hands-on” as an activist to persuade others and notes that successful activists offer the same advice. 

Political issues are inherently complex, messy, divisive, principled, and multi-faceted.  Most are not primarily matters of “right and wrong”.  Practical politics is like making sausage, requiring compromises, and best done only by those with strong stomachs.  Demonizing the “other” increases polarization and starts a negative feedback loop.  Trade-offs are required in all negotiations and require innovative ways for all parties to believe that they have benefitted regarding their most important goals while giving up just a little.  Solutions may leave some issues for the future, ambiguous or delegated to administrators.

The law of contradictions does not always apply to political or religious arguments.  Two apparently opposite approaches may BOTH be right, in different times, places or situations.  Universal ideals are important but very difficult to implement as laws.

Sacks points to the Old Testament and Jewish experience for advice.  Arguments abound.  Between scholars, prophets, schools, and sages.  Between God and man.  Between angels.  The process of debate is deemed to be good.  Dissent is constructive.  Arguing for the sake of heaven, truth and healing is good.  One view may be recorded as the enforceable law, but many are deemed valuable.  Arguments for the sake of victory and power alone, ignoring the truth, are rejected.  While Sacks holds many conservative cultural positions he is consistently in the classic liberal camp in support of the value of reasoned communications, criticism, and debate.

He encourages activists and citizens to recognize their shared situation and common interests as neighbors, coworkers, teachers, coaches, volunteers, taxpayers, consumers, sports supporters, parents, retirees, citizens, travelers, seekers, humans, believers and inheritors of history, morality, and society.

’14. Victimhood

Suffering, betrayal, injustice, oppression, inequality, and exclusion exist in all societies.  Individuals who experience unfair treatment have two basic choices.  They can choose to look backwards as the objects of mistreatment and embrace a sense of victimhood.  Or they can look forward as free choosing moral agents and move on with their lives.

Sacks points to Abraham and holocaust survivors as positive role models who take the latter route.  They look forward, take constructive steps to rebuild their lives and use their experience to teach others.  They don’t relinquish choice, complain, remain angry and bitter, stew in victimhood, or seek retribution.  They focus on the actions which they can control which can deliver future happiness.

The author outlines how a victimhood culture has developed in the post-war West.  The “triumph of the therapeutic” described by Rieff explains how a feeling-based individualism pursuing self-esteem and self-actualization set the stage for a departure from historical norms of personal responsibility.  The fight for individual rights for racial minorities and women evolved into a demand for group-based recognition, proper regard, and self-esteem.  Minimal state protection of individuals became group rights to “equal” status and recognition. 

This was driven by the neo-Marxist postmodernist philosophy that sees everything as a matter of power and oppression.  All minority groups and intersectionalities are directly and indirectly oppressed by all the tools of the ruling society: language, politics, economics, education, entertainment, religion, and culture.  As seen by the existentialists, the individual members of an oppressed group often don’t even know they are living an inauthentic life and must be liberated to see that they are victims of oppression.  Conflict between groups is necessary.  History must be rewritten from the victim’s correct viewpoint.  Overthrowing the oppressors is an ideal, existential goal rather than just negotiable politics.  The oppressor group is morally wrong (blamed) and any opposition to victory must be shamed (cancelled). 

This requires the state to intervene to protect these essential “rights” of the groups and individuals.  These rights become politicized rather than promoted by individuals and civil society.  Political conflict is unavoidable when one group blames another group.  Sacks notes the progress of Western politics and society in the last century in expanding and protecting individual rights and the ongoing responsibility of individuals and society to address all moral wrongs.  He fears that making these issues purely political will not change human nature but will result in group conflict and polarization without an easy exit path.

Sacks once again contrasts Greek and Judeo-Christian cultures.  The Greek culture emphasizes fate, the impersonal role of external forces, individual impotence, a tragic view of life and the need for individuals to always consider the community’s views to avoid shame, from which there is no good path of recovery.  The biblical culture emphasizes the individual relationship between man and God, free will, responsibility, internal guilt in the face of an all-knowing God, a path of penitence and forgiveness and ultimate hope.  He emphasizes that victimhood and shaming belong to a tragic culture, so are inconsistent with modern Western views.

Individuals who choose to adopt the “victim” perspective harm themselves.  They cannot change the past, but they can recycle emotional pain and block future opportunities for personal, character, family, social and economic growth. 

“Victim” groups have an even larger negative impact on society.  They push individuals to assume the “victim persona”.  They undercut individual and civil society steps to improve conditions for mistreated individuals and groups.  They encourage a revolutionary “us” versus “them” context resulting in continued group conflict and preventing incremental political solutions.  They encourage individuals to adopt unrealistically ideal views of themselves (pure) and others (bad), engage in virtue signaling and critic shaming.  They fundamentally undercut the individual based rights and responsibility perspective.  They replace truth with power and victory as the supreme value.

’18. Meaning

Rabbi Sacks begins with, “Philosophers have traditionally identified the search for a meaningful life with service to a moral cause, a community, a country, or God.”   Unfortunately, with the shift from “We” to “I” Western citizens and students prioritize financial well-being over learning, helping, and developing a meaningful philosophy of life.  The intellectual/artistic class, in the shadow of postmodernism, is left adrift, with only subjective values, unlimited freedoms, no rudder for guidance, resulting in a bleak nihilism.

Sacks considers the life and critics of David Foster Wallace as representative of the modern intellectual milieu which “favored highly intellectualized, complex and aestheticized principles instead of embracing simplicity.”  Wallace suffered from mental illness and committed suicide.  He produced acclaimed literary works but saw widespread cultural discontent, lostness and a lack of inherited meaningful moral values amongst his peers.  Sacks dismisses easily finding adequate meaning in simplicity or mundane activities but notes that highly experienced mystics have taken this path.

The modern view that privileges the role of isolated, autonomous agents and dismisses God seems just as destined to failure today as it was in the times of radical skeptics Pascal and Nietzsche.  Some say that “God is dead” while others say, “we’re not listening”.  By assuming away God, objectivity and meaning we remain in a world described by the title of Sarte’s 1944 play “No Exit”.  Sacks rejects the option of polytheistic pursuit of peak experiences through the arts and sports as ultimately unfulfilling distractions.

Sacks notes that meaning is defined by fate in pagan worlds, faith in Abrahamic religions and fiction by postmodernism.  Moderns argue that fiction may have meaning for a single individual but cannot have ultimate meaning.  Sacks contrasts science and religion and their complementary cognitive modes, embracing the integrative forces of narrative as equal to the scientific method in its truth claims.  Sacks argues that the “redemption narrative” where an individual faces difficulties, suffers, but still moves forward in hope to finally reach a goal that serves others is a possible source of meaning even in a skeptical context.  He does not directly tie this to Christianity, Taylor’s Secular Age, religion, or myths.  He emphasizes that humans are “story telling” beings that can gain stability in the present (achieve meaning?) by considering the past and aiming towards the future.

’20. Which Morality?

We have a solid understanding of the various moralities or moral systems practiced today and in the past.  Moralities start as “thick” combinations of religion, ethics, customs, rituals, taboos, manners, protocols, and etiquette based on a single time and place.  They may evolve into more focused “thin” theological systems with more universal applicability.  Haidt identifies avoidance of harm, justice as fairness, loyalty, reverence, and respect as common moral dimensions.  Cultures can be organized around the goal of their ethics: civic/service to the local government, duty to a hierarchical system, honor in a military or courtly world, or love-based morality.  Different cultures tend to produce different kinds of individuals, oriented towards tradition, inner thoughts, or external influence.

Sacks argues that our awareness, analysis, and appreciation of many cultures does not absolve us of the need to choose a culture, community, ethics, and morality.  To pursue a meaningful life, we must choose a moral community and engage our thoughts, feelings, and actions.

“A mature understanding of the many ways there are of organizing a society and a life may make us more tolerant of people unlike us, but it does not preclude the knowledge that, if we are to find meaning, depth, and resonance in life, we must choose a language of deeds as we choose a language of words.”

’22. Morality Matters

Human nature is unchanged, and people wish to be moral.  Telecommunications makes us more aware of the needs and sufferings of individuals and the actions that could help.  We have more resources to address those needs.  The latest generation shows an increased sense of moral responsibility.  Since the Reagan/Thatcher period, the state has been a smaller actor in areas where civil society can address social needs.  The basic moral rules are very widely held by actual communities (as opposed to philosophers): “help your family, help your group, return favors, be brave, defer to superiors, divide resources fairly, and respect other people’s property.”

The state and market cannot improve our moral situation.  Individuals can change their behavior to think, decide and act better and thereby influence others to join them.  Improved morality does not require an overarching plan and program.  It can be built by one act of kindness at a time.

Our current situation has been driven by lower religious participation, the conflicts of multiple cultures living side by side, and philosophical ideas that prioritize the individual over the community and claim that moral judgments are often simply fronts for political power.  Sacks emphasizes that the state has “crowded out” the institutions of civil society, making them less effective, removing individual morality building experiences and responsibility, inserting political considerations, and interrupting the “law of natural consequences” between bad moral decisions and personal responsibility.

“We will have to rebuild families and communities and voluntary organizations.  We will come to depend more on networks of kinship and friendship.  And we will rapidly discover that their very existence depends on what we give as well as what we take, on our willingness to shoulder duties, responsibilities, and commitments as well as claiming freedoms and rights.”

’23. From “I” to “We”

We have experienced a shift from “I” to “We” in the US in the 1830’s and 1930’s and in the UK in the 1850’s.  Cultures can be changed through new ideas, institutions, and leadership.  Humans naturally wish to “do good”.  These actions provide physical and mental health benefits.  In a wealthy society, incremental time and resources invested in service provide a greater return than extra consumption.

“In a covenant, two or more individuals, each respecting the dignity and integrity of the other, come together in a bond of love and trust, to share their interests, sometimes even share their lives, by pledging their faithfulness to one another, to do together what neither can do alone … A covenant is a relationship … about identity … [and transforms] … A covenant creates a moral community.  It binds people together in a bond of mutual responsibility and care.”

Business leaders, economists, thought leaders and professional employees are using covenant like thinking to reform corporations to consider the interests of all stakeholders once again, leaving behind Milton Friedman’s advice to maximize profit alone.

The US Declaration of Independence established the country in covenant terms, and these were renewed by President Lincoln during the Civil War.  “Covenant politics … is about ‘We, the people’, bound by a sense of shared belonging and collective responsibility, about strong local communities, active citizens, and the devolution of responsibility.  It is about reminding those who have more than they need of their responsibilities to those who have less than they need.  It is about ensuring that everyone has a fair chance to make the most of their capacities and their lives.”